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David John Ciganek

CRD# 1058853·Registered 1982 - 2013
Previously Registered: Being a previously registered professional could mean that David is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

David John Ciganek was a registered financial advisor. David was a previously registered financial professional and started their career in finance 1982 - 2013. David had worked at 16 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

IC ADVISORY SERVICES, INC.·CRD# 140190
RIA
Punta Gorda, FL
April 15, 2013 - December 20, 2013
THE INVESTMENT CENTER, INC.·CRD# 17839
BD
Punta Gorda, FL
April 15, 2013 - December 20, 2013
LPL FINANCIAL LLC·CRD# 6413
RIA
Naples, FL
October 3, 2011 - April 16, 2013
LPL FINANCIAL LLC·CRD# 6413
BD
Naples, FL
September 22, 2011 - April 16, 2013
KEY INVESTMENT SERVICES LLC·CRD# 136300
BD
Brooklyn, OH
November 11, 2010 - September 12, 2011
TRUIST INVESTMENT SERVICES, INC.·CRD# 17499
RIA
Naples, FL
May 14, 2008 - August 31, 2010
TRUIST INVESTMENT SERVICES, INC.·CRD# 17499
BD
Naples, FL
April 18, 2008 - August 31, 2010
BROOKSTONE SECURITIES, INC.·CRD# 13366
RIA
The Villages, FL
May 3, 2007 - April 1, 2008
BROOKSTONE SECURITIES, INC.·CRD# 13366
BD
The Villages, FL
April 11, 2007 - April 1, 2008
OSAIC FS, INC.·CRD# 3870
RIA
Ocala, FL
March 20, 2006 - February 12, 2007
OSAIC FS, INC.·CRD# 3870
BD
Ocala, FL
February 9, 2005 - February 12, 2007
WALL STREET STRATEGIES, INC.·CRD# 31268
BD
Huron, OH
April 15, 2004 - January 18, 2005
AMSOUTH INVESTMENT SERVICES, INC.·CRD# 15692
BD
Birmingham, AL
August 4, 2003 - March 24, 2004
NATCITY INVESTMENTS, INC.·CRD# 17490
BD
Cleveland, OH
June 7, 2000 - July 30, 2003
FISERV INVESTOR SERVICES, INC.·CRD# 34637
BD
Houston, TX
January 28, 1999 - May 2, 2000
BANC OF AMERICA INVESTMENT SERVICES, INC.·CRD# 16361
BD
Boston, MA
April 1, 1998 - December 11, 1998
BARNETT INVESTMENTS, INC.·CRD# 14897
BD
Jacksonville, FL
May 9, 1996 - April 1, 1998
DETWILER FENTON WEALTH MANAGEMENT INC·CRD# 16063
BD
Boston, MA
April 23, 1992 - June 13, 1994
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA·CRD# 680
BD
Newark, NJ
September 5, 1991 - March 12, 1992
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
September 5, 1991 - March 12, 1992
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
December 9, 1982 - January 30, 1990

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Current Firm

IA
IC ADVISORY SERVICES, INC.

IC ADVISORY SERVICES, INC.

CRD#: 140190 / SEC#: 801-66512

Contact Information

Main Address

1420 Route 206 North Suite 210, Bedminster, NJ 07921

Mailing Address

1420 Route 206 North, Suite 210 P.o. Box 770, Bedminster, NJ 07921

Phone Number

(908) 707-4422

# of Employees

220

Documents

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE (3/30/2025)

Regulatory Assets Under Management

Total Number of Accounts

5,528

AUM (Assets Under Management)

$2,056,415,877

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
12/02/2024Cover PageReport
02/15/2024Cover PageReport
01/10/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2001About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1996About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 1996About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 1982About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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