David J. Ciganek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David John Ciganek was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1982. David had worked at 16 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 15, 2013 - December 20, 2013
IC ADVISORY SERVICES, INC.
April 15, 2013 - December 20, 2013
THE INVESTMENT CENTER, INC.
October 3, 2011 - April 16, 2013
LPL FINANCIAL LLC
September 22, 2011 - April 16, 2013
LPL FINANCIAL LLC
November 11, 2010 - September 12, 2011
KEY INVESTMENT SERVICES LLC
May 14, 2008 - August 31, 2010
TRUIST INVESTMENT SERVICES, INC.
April 18, 2008 - August 31, 2010
TRUIST INVESTMENT SERVICES, INC.
May 3, 2007 - April 1, 2008
BROOKSTONE SECURITIES, INC.
April 11, 2007 - April 1, 2008
BROOKSTONE SECURITIES, INC.
March 20, 2006 - February 12, 2007
OSAIC FS, INC.
February 9, 2005 - February 12, 2007
OSAIC FS, INC.
April 15, 2004 - January 18, 2005
WALL STREET STRATEGIES, INC.
August 4, 2003 - March 24, 2004
AMSOUTH INVESTMENT SERVICES, INC.
June 7, 2000 - July 30, 2003
NATCITY INVESTMENTS, INC.
January 28, 1999 - May 2, 2000
FISERV INVESTOR SERVICES, INC.
April 1, 1998 - December 11, 1998
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 9, 1996 - April 1, 1998
BARNETT INVESTMENTS, INC.
April 23, 1992 - June 13, 1994
DETWILER FENTON WEALTH MANAGEMENT INC
September 5, 1991 - March 12, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
September 5, 1991 - March 12, 1992
PRUCO SECURITIES, LLC.
December 9, 1982 - January 30, 1990
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IC ADVISORY SERVICES, INC.
CRD#: 140190 / SEC#: 801-66512
Contact information
Regulatory assets under management
| Total Number of Accounts | 5,528 |
| AUM (Assets Under Management) | $ 2,056,415,877 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/02/2024 | ||
| 02/15/2024 | ||
| 01/10/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
