Laura A. Hutner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laura Aline Hutner was a registered financial professional .
Laura is a previously registered financial professional and started their career in finance in 1982. Laura had worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 9, 2014 - December 31, 2019
EVENT HORIZON CAPITAL, LLC
January 30, 2006 - June 22, 2006
MERCADIEN SECURITIES
November 6, 1986 - February 19, 2004
NEW ENGLAND SECURITIES
October 18, 1982 - December 18, 1986
GREEN HILL FINANCIAL SERVICE CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EVENT HORIZON CAPITAL, LLC
CRD#: 166996 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
