Michael J. Hovanic
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Joseph Hovanic was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1982. Michael had worked at 14 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2013 - March 26, 2016
SMC ADVISORY NETWORK, LLC
January 30, 2002 - June 17, 2002
PRIMEX
October 19, 2000 - November 7, 2001
ARGUS SECURITIES, INC.
February 25, 1999 - June 17, 1999
LEGACY FINANCIAL SERVICES, INC.
March 20, 1998 - February 24, 1999
SAN CLEMENTE SECURITIES, INC.
March 13, 1997 - December 31, 1997
SII INVESTMENTS, INC.
June 20, 1995 - March 14, 1997
WMA SECURITIES, INC.
September 9, 1994 - June 28, 1995
INDEPENDENT FINANCIAL SECURITIES, INC.
March 31, 1994 - June 20, 1995
NATIONAL CITY INVESTMENTS CORPORATION
May 10, 1993 - April 5, 1994
WRP INVESTMENTS, INC.
January 30, 1990 - May 20, 1993
CARILLON INVESTMENTS, INC.
March 31, 1987 - December 26, 1989
WALNUT STREET SECURITIES, INC.
December 12, 1983 - April 3, 1987
OSAIC FS, INC.
August 13, 1982 - November 17, 1983
WS GRIFFITH SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SMC ADVISORY NETWORK, LLC
CRD#: 165389 / SEC#:
Contact information
Red Flags
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