Will J. Lee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Will Jonathan Lee, who also goes by John Lee, Will Johathan Lee, Will Jonathan Lee, was a registered financial professional .
Will is a previously registered financial professional and started their career in finance in 1982. Will had worked at 8 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 2006 - March 23, 2012
AUCTUS ADVISORS, INC.
March 9, 1995 - October 25, 2002
HOLLISTER SECURITIES, INC.
May 31, 1990 - December 20, 1994
CRITERION SECURITIES INC.
April 9, 1990 - June 12, 1990
SCHRODER & CO. INC.
December 4, 1984 - April 3, 1990
KAYNE, ANDERSON & CO., INC.
May 17, 1984 - October 26, 1984
CANTOR FITZGERALD & CO.
August 10, 1983 - May 14, 1984
SUTRO & CO. INCORPORATED
August 26, 1982 - September 7, 1983
LPL FINANCIAL LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AUCTUS ADVISORS, INC.
CRD#: 139695 / SEC#:
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
