David Darcangelo

HENNION & WALSH ASSET MANAGEMENT

Parsippany, NJ 07054

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CRD#: 1058752

Professional summary

David Darcangelo is a registered financial advisor currently at HENNION & WALSH ASSET MANAGEMENT, INC. located in Parsippany, New Jersey and HENNION & WALSH, INC. located in Parsippany, New Jersey.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. David has worked at 5 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 31, Series 7, Series 9, Series 10, Series 24 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HENNION & WALSH WEALTH ADVISORS INC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Darcangelo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 1, 2007 - Present

HENNION & WALSH ASSET MANAGEMENT, INC.

Office #1: 2001 Route 46 Waterview Plaza, Parsippany, NJ 07054

RIA

CRD#: 126236

Parsippany, NJ

Current

November 3, 2005 - Present

HENNION & WALSH, INC.

Office #1: 2001 Route 46 Waterview Plaza, Parsippany, NJ 07054Office #2: 2001 Route 46 Waterview Plaza, Parsippany, NJ 07054-1018

CRD#: 25766

Parsippany, NJ

Past

May 10, 2002 - September 9, 2005

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

FLORHAM PARK, NJ

Past

March 9, 2002 - September 9, 2005

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

September 1, 1999 - March 9, 2002

TUCKER ANTHONY INCORPORATED

CRD#: 837

BOSTON, MA

Past

August 24, 1982 - September 1, 1999

GIBRALTAR SECURITIES CO.

CRD#: 7093

FLORHAM PARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HENNION & WALSH ASSET MANAGEMENT, INC.

CRD#: 126236 / SEC#: 801-61977

RIA

Registered Investment Advisory firm - (5/2/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(12/6/2005)

Florida
(1/30/2012)

New Jersey
(11/3/2005)

IAR

New Jersey
(5/1/2007)

New York
(1/4/2006)

Pennsylvania
(8/11/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/27/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/11/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 9/25/2025

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 7/7/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/21/1982

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 6/13/2002

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 1/26/2000

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 24

Date: 6/19/1989

General Securities Principal Examination

Principal/Supervisory Exam

Series 53

Date: 5/11/1987

Municipal Securities Principal Examination

SRO Registrations

FINRA

Current Firm

HENNION & WALSH ASSET MANAGEMENT, INC.

CRD#: 126236 / SEC#: 801-61977

RIA

Registered Investment Advisory firm - (5/2/2003 Approved)

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Contact information

Main Address

2001 Route 46 Waterview Plaza, Parsippany, NJ 07054

Mailing Address

Phone number

(973) 299-8989

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (33 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HENNION & WALSH ASSET MANAGEMENT BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts	1,423
AUM (Assets Under Management)	$ 590,106,063

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/26/2024	Cover Page	Report
10/27/2023	Cover Page	Report
09/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David Darcangelo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Darcangelo's CRS (Customer Relationship Summary).

Certified licenses

Experience

HENNION & WALSH, INC.

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

TUCKER ANTHONY INCORPORATED

GIBRALTAR SECURITIES CO.

Primary Firm SEC Registration

HENNION & WALSH ASSET MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/27/1996

Series 63

Date: 12/11/1991

Series 52TO

Date: 9/25/2025

SIE

Date: 10/1/2018

Series 31

Date: 7/7/2004

Series 7

Date: 8/21/1982

Series 9

Date: 6/13/2002

Series 10

Date: 1/26/2000

Series 24

Date: 6/19/1989

Series 53

Date: 5/11/1987

FINRA

Current Firm

HENNION & WALSH ASSET MANAGEMENT, INC.

Contact information

SEC notice filing (33 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

HENNION & WALSH ASSET MANAGEMENT, INC.

TRUST BUT VERIFY

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