Patricia H. Fite
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patricia Hart Fite, who also goes by Trish Barauskas, Patricia Hart Barkauskas, Patricia H Fite, Trish Fite, Trish Hart, was a registered financial professional .
Patricia is a previously registered financial professional and started their career in finance in 1982. Patricia had worked at 9 firms and has passed the Series 63, Series 66, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 13, 2009 - March 11, 2016
PNC WEALTH MANAGEMENT LLC
November 13, 2009 - March 11, 2016
PNC WEALTH MANAGEMENT LLC
April 25, 2008 - November 13, 2009
NATCITY INVESTMENTS, INC.
April 25, 2008 - November 13, 2009
NATCITY INVESTMENTS, INC.
August 10, 2007 - April 18, 2008
INVEST FINANCIAL CORPORATION
June 11, 2007 - April 18, 2008
INVEST FINANCIAL CORPORATION
May 25, 2004 - October 9, 2006
BB&T ASSET MANAGEMENT, INC.
October 15, 2002 - May 23, 2003
BB&T INVESTMENT SERVICES, INC.
March 10, 1998 - January 23, 2004
BB&T INVESTMENT SERVICES, INC.
June 25, 1997 - March 25, 1998
BB&T INVESTMENT SERVICES OF SOUTH CAROLINA, INC.
September 18, 1996 - July 2, 1997
WOODBURY FINANCIAL SERVICES, INC.
November 21, 1995 - September 17, 1996
ROBERT THOMAS SECURITIES, INC
October 13, 1982 - November 21, 1995
G. R. PHELPS & CO., INC.
Primary Firm SEC Registration
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK, NATIONAL ASSOCIATION | PARENT | |
| BARNHART, TODD MARTIN | BOARD OF MANAGERS | 6166298 |
| FLYNN, SEAN | CHIEF COMPLIANCE OFFICER & BOARD OF MANAGERS | 2790159 |
| GUERRINI, RICHARD ROBERT | PRESIDENT, CEO, BOARD OF MANAGERS | 1990015 |
| HOLODINSKI, JOHN PAUL | BOARD OF MANAGERS | 2494707 |
| MITCHELL, JESSICA | BOARD OF MANAGERS | 6624246 |
| RAMOS, REGIS RESENDE | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP | 5205169 |
| RICHARDSON, MARGARET MARY | CHIEF OPERATING OFFICER/BOARD OF MANAGERS | 6002933 |
| RODGERS, STEPHANIE ELIZABETH | BOARD OF MANAGERS & SECRETARY | 6004741 |
| SANTILLO, ROBERT WILSON | BOARD OF MANAGERS | 5379581 |
| SCHAFER, DAVID JOSEPH | CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 1368781 |
| THOMPSON, LEIGH CHASE | CHIEF LEGAL OFFICER | 6534162 |
| WEIDNER, KIMBERLY LYNN | CHIEF RISK OFFICER & BOARD OF MANAGERS | 4080314 |
Regulatory assets under management
| Total Number of Accounts | 157,533 |
| AUM (Assets Under Management) | $ 26,533,775,810 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 6 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2024 | ||
| 09/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
