Randall L. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Randall Lee Johnson was a registered financial professional .
Randall is a previously registered financial professional and started their career in finance in 1982. Randall had worked at 3 firms and has passed the Series 63, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 10, 1990 - November 10, 1992
AMERICAN DISCOUNT SECURITIES, INC.
June 16, 1988 - September 13, 1991
FIRST AMERICA EQUITIES CORP.
September 24, 1982 - August 2, 1988
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN DISCOUNT SECURITIES, INC.
CRD#: 20455 / SEC#: , 8-38161
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
