Johnny Phillip Figliolini Jr.
Professional Summary
Johnny Phillip Figliolini JR., who also goes by (jr) John Philip Figliolini, John P Figliolini Jr, John P Figliolini, John Figliolini, Johnny Philip Figliolini, Johnny Phillip Figliolini Jr, Johnny Phillop Figliolini Jr, Johnny Figliolini, was a registered financial advisor. Johnny was a previously registered financial professional and started their career in finance 1982 - 2004. Johnny had worked at 15 firms and has passed the Series 63, Series 55, Series 7, Series 6, Series 24,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
(jr) John Philip Figliolini, John P Figliolini Jr, John P Figliolini, John Figliolini, Johnny Philip Figliolini, Johnny Phillip Figliolini Jr, Johnny Phillop Figliolini Jr, Johnny Figliolini
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
44 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
JERSEY SHORE TRADING GROUP INC.
Contact Information
Established
New Jersey since 06/01/2003Firm Type
CorporationFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MONMOUTH HOLDING GROUP INC. | HOLDING COMPANY-SHAREHOLDER | — |
| HELBOCK, JOHN F | PRESIDENT, HEAD TRADER, COMPLIANCE OFFICER, SCROP, CROP | 1593811 |
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Apr 2000Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 1982About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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