Johnny P. Figliolini
Professional summary
Johnny Phillip Figliolini JR. was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Johnny is a previously registered financial professional and started their career in finance in 1982. Prior to being barred, Johnny had worked at 15 firms, which includes JERSEY SHORE TRADING GROUP INC., PHILLIP LOUIS TRADING INC., BERKSHIRE SECURITIES LTD INC, MANCHESTER RHONE SECURITIES CORP., RODMAN & RENSHAW LLC, MOSTEL & TAYLOR SECURITIES INC., LEVCO SECURITIES CORP., EQUITIES INTERNATIONAL SECURITIES INC., STEVEN ANDREW & COMPANY INC., JEROLD SECURITIES & CO. INC., PALM BEACH SECURITIES INC., CITIWIDE SECURITIES CORP., E.C. FARNSWORTH & COMPANY INC., ROONEY PACE INC., FORESTERS FINANCIAL SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2003 - May 17, 2004
JERSEY SHORE TRADING GROUP INC.
March 17, 1997 - September 15, 2003
PHILLIP LOUIS TRADING, INC.
November 6, 1991 - July 7, 1992
BERKSHIRE SECURITIES LTD INC
July 31, 1991 - October 29, 1991
MANCHESTER RHONE SECURITIES CORP.
September 25, 1989 - October 24, 1989
RODMAN & RENSHAW, LLC
September 18, 1989 - February 22, 1991
MANCHESTER RHONE SECURITIES CORP.
March 23, 1989 - July 19, 1989
MOSTEL & TAYLOR SECURITIES INC.
September 14, 1988 - February 23, 1989
LEVCO SECURITIES CORP.
June 15, 1988 - July 23, 1988
EQUITIES INTERNATIONAL SECURITIES, INC.
August 4, 1987 - May 18, 1988
STEVEN ANDREW & COMPANY, INC.
September 23, 1985 - July 24, 1987
JEROLD SECURITIES & CO., INC.
May 20, 1985 - September 9, 1985
PALM BEACH SECURITIES, INC.
March 9, 1984 - May 3, 1985
CITIWIDE SECURITIES CORP.
April 18, 1983 - July 8, 1983
E.C. FARNSWORTH & COMPANY, INC.
November 24, 1982 - February 2, 1983
ROONEY, PACE INC.
July 30, 1982 - April 8, 1983
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/26/2000
Limited Representative-Equity Trader ExamCurrent Firm
JERSEY SHORE TRADING GROUP INC.
CRD#: 47440 / SEC#: , 8-51796
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MONMOUTH HOLDING GROUP INC. | HOLDING COMPANY-SHAREHOLDER | |
| HELBOCK, JOHN F | PRESIDENT, HEAD TRADER, COMPLIANCE OFFICER, SCROP, CROP | 1593811 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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