Edward M. Dorris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Michael Dorris was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1982. Edward had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 7, 1990 - August 9, 1990
PRINCETON FINANCIAL GROUP, INC.
November 20, 1989 - April 27, 1990
H.J. MEYERS & CO., INC.
April 19, 1989 - October 3, 1991
GREAT LAKES EQUITIES CO.
September 11, 1987 - February 27, 1989
POWER SECURITIES CORPORATION
July 31, 1987 - August 24, 1987
GREAT LAKES EQUITIES CO.
December 9, 1986 - August 10, 1987
ROYCE PARK INVESTMENTS, INC.
October 27, 1986 - December 19, 1986
J. W. GANT & ASSOCIATES, INC.
November 6, 1984 - February 6, 1985
J. W. GANT & ASSOCIATES, INC.
March 15, 1984 - November 9, 1984
KOBRIN SECURITIES, INC.
October 22, 1982 - March 5, 1984
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRINCETON FINANCIAL GROUP, INC.
CRD#: 14597 / SEC#: , 8-30920
Contact information
Documents
Red Flags
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