SK
Steven C. Kehoe
Some features on this profile are disabled
CRD#: 1058499
SK
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Charles Kehoe SR, who also goes by Steve Kehoe Sr, Steven Charles Kehoe, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1982. Steven had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Steve Kehoe Sr | Steven Charles Kehoe
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: 123 Boggs Lane LLC Investment Related: Yes Address: 123 Boggs Lane 123 Boggs Lane Cincinnati OH 45246 Nature of Business: Real Estate Position, Title or Relationship: Partner Start Date: 3/30/2006 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: general partner , have voice in decisions.Business Name: insurance Investment Related: No Address: 125 Boggs Ln Cincinnati OH 45246 Nature of Business: Insurance Position, Title or Relationship: Member Start Date: 9/1/1982 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: brokerBusiness Name: Eagle Savings Bank director Investment Related: Yes Address: 6415 Bridgetown Cincinnati OH 45248 Nature of Business: Other Other/None of the Above oversight and growth of bank Position, Title or Relationship: board Director Start Date: 3/30/2008 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: input at meetingsBusiness Name: Kehoe Financial Advisors Investment Related: Yes Address: 125 Boggs Ln Cincinnati OH 45246 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Partner Start Date: 1/1/2003 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: financial planning , insurance, investmentsBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory servicesBusiness Name: Net Green, LLC Investment Related: No Address: 125 Boggs Cincinnati OH 45246 Nature of Business: Other Bank or Credit Union Position, Title or Relationship: 50% member Start Date: 5/1/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: assist in obtaining agreements.Business Name: Ace Handball, LLC no marketing needed...only customer is United Stated Handball Assn. Investment Related: No Address: 125 Boggs Ln Cincinnati OH 45246 Nature of Business: Other Other/None of the Above manufacture and distribution of handballs Position, Title or Relationship: 25% partner Start Date: 1/23/2017 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: member. assist in corporate decisions on manufacture and distribution of handballs
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
April 19, 2016 - June 8, 2023
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
CINCINNATI, OH
Past
January 16, 2003 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
CINCINNATI, OH
Past
January 2, 2003 - January 14, 2025
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
CINCINNATI, OH
Past
January 1, 2001 - January 13, 2003
OSAIC FA, INC.
RIA
CRD#: 3978
CINCINNATI, OH
Past
December 19, 1989 - January 13, 2003
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Past
January 3, 1989 - January 13, 2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
March 18, 1988 - November 16, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
February 20, 1986 - April 4, 1988
OSAIC FA, INC.
BD
CRD#: 3978
Past
February 20, 1986 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
BD
CRD#: 10293
Past
February 20, 1986 - July 26, 1999
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
Past
July 30, 1982 - January 14, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
BD
CRD#: 6320
Past
July 30, 1982 - January 16, 1986
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
