Walter J. Kenney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Walter James Kenney JR, who also goes by James Kenney, Walter James Kenney, was a registered financial professional .
Walter is a previously registered financial professional and started their career in finance in 1983. Walter had worked at 5 firms and has passed the Series 63, SIE, PC, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 9, 2008 - March 1, 2016
SANDLER, O'NEILL & PARTNERS, L.P.
May 10, 2001 - March 7, 2008
WILLIAM J. MAYER SECURITIES, LLC
September 14, 1998 - September 22, 1998
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
March 9, 1987 - January 16, 1997
PRUDENTIAL EQUITY GROUP, LLC
February 24, 1983 - May 13, 1987
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 6/20/1988
AMEX Put and Call ExamSeries 1
Date: 12/4/1972
Registered Representative ExaminationCurrent Firm
SANDLER, O'NEILL & PARTNERS, L.P.
CRD#: 23328 / SEC#: , 8-40214
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 8 |
Red Flags
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