Dennis R. Walker
Professional summary
Dennis Robin Walker, who also goes by Dennis Walker, Robin Walker, is a registered financial advisor currently at WALKER ASSET MANAGEMENT, LLC located in Verona, Missouri.
Dennis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Dennis has worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Dennis Robin Walker's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 24, 2016 - Present
WALKER ASSET MANAGEMENT, LLC
February 25, 2014 - September 13, 2016
SIGNALPOINT CAPITAL MANAGEMENT, LLC
August 9, 2013 - February 17, 2017
SIGNALPOINT ASSET MANAGEMENT LLC
March 2, 2007 - August 21, 2013
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
March 2, 2007 - August 21, 2013
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
February 27, 2001 - March 5, 2007
MORGAN STANLEY DW INC.
February 26, 2001 - March 5, 2007
MORGAN STANLEY DW INC.
September 24, 1982 - March 9, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
WALKER ASSET MANAGEMENT, LLC
CRD#: 284951 / SEC#: 801-108310
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/26/2025)
(10/24/2016)
(2/6/2017)
Exams
Current Firm
WALKER ASSET MANAGEMENT, LLC
CRD#: 284951 / SEC#: 801-108310
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 429 |
| AUM (Assets Under Management) | $ 284,202,610 |
Red Flags
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