Joan A. Antoniello
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joan Ann Antoniello was a registered financial professional .
Joan is a previously registered financial professional and started their career in finance in 1982. Joan had worked at 4 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 4, 2012 - January 21, 2022
MAZARS WEALTH ADVISORS
February 22, 2011 - December 31, 2019
APW CAPITAL, INC.
January 9, 1986 - June 4, 2008
MML INVESTORS SERVICES, LLC
August 4, 1982 - January 24, 1986
G. R. PHELPS & CO., INC.
Primary Firm SEC Registration
MAZARS WEALTH ADVISORS
CRD#: 133936 / SEC#: 801-63968
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MAZARS WEALTH ADVISORS
CRD#: 133936 / SEC#: 801-63968
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 234 |
| AUM (Assets Under Management) | $ 193,303,538 |
Red Flags
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