Edward J. Barrett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Joseph Barrett, CFP® was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1982. Edward had worked at 8 firms and has passed the Series 63, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2004 - March 20, 2007
CAMBRIDGE LEGACY SECURITIES L.L.C.
June 10, 2002 - October 31, 2003
INTERVEST INTERNATIONAL EQUITIES CORPORATION
April 5, 1999 - June 10, 2002
CONSECO SECURITIES, INC.
March 5, 1996 - October 26, 1999
HIMCO DISTRIBUTION SERVICES COMPANY
March 30, 1994 - September 1, 1995
OSAIC WEALTH, INC.
October 19, 1988 - January 22, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 24, 1982 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
August 24, 1982 - October 11, 1988
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CAMBRIDGE LEGACY SECURITIES L.L.C.
CRD#: 103722 / SEC#: , 8-52220
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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