Scott H. Dudley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Hamilton Dudley was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1984. Scott had worked at 4 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 1991 - April 2, 1991
DUNHILL SECURITIES INC.
March 12, 1991 - June 3, 2021
FIRST BROKERS SECURITIES LLC
May 3, 1985 - February 23, 1989
GOLDMAN SACHS & CO. LLC
March 22, 1984 - March 25, 1985
FINANCIAL SQUARE PARTNERS
State Registrations and Notice Filings
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Exams
Current Firm
DUNHILL SECURITIES INC.
CRD#: 17588 / SEC#: , 8-35490
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
