William D. Goepper

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CRD#: 1057837

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Dant Goepper was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 1982. William had worked at 6 firms and has passed the Series 63, Series 7, Series 6, Series 22, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 6, 2009 - December 18, 2023

GOEPPER BURKHARDT LLC

RIA

CRD#: 127896

GREENVILLE, SC

Past

August 29, 1997 - December 31, 1999

MIDSOUTH CAPITAL, INC.

CRD#: 35039

ATLANTA, GA

Past

August 22, 1995 - August 28, 1997

W.C. SMITH & COMPANY, INC.

CRD#: 36865

GREENVILLE, SC

Past

June 30, 1993 - August 24, 1995

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

April 20, 1990 - June 5, 1993

MCCARLEY AND ASSOCIATES, INC.

CRD#: 16128

GREENVILLE, SC

Past

October 14, 1986 - July 17, 1989

MCCARLEY AND ASSOCIATES, INC.

CRD#: 16128

GREENVILLE, SC

Past

March 6, 1984 - April 14, 1987

AUGHTRY SECURITIES CORPORATION

CRD#: 10611

Past

September 23, 1983 - February 23, 1984

FSC SECURITIES CORPORATION

CRD#: 7461

Past

July 12, 1982 - October 17, 1983

AUGHTRY SECURITIES CORPORATION

CRD#: 10611

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GOEPPER BURKHARDT LLC

CRD#: 127896 / SEC#: 801-62283

RIA

Registered Investment Advisory firm - (8/13/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/5/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/16/1987

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/6/1981

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 22

Date: 10/5/1981

Direct Participation Programs Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/8/1997

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 8/26/1983

Investment Company Products/Variable Contracts Principal Examination

Current Firm

GOEPPER BURKHARDT LLC

CRD#: 127896 / SEC#: 801-62283

RIA

Registered Investment Advisory firm - (8/13/2003 Approved)

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Contact information

Main Address

531 South Main Street Suite 303, Greenville, SC 29601

Mailing Address

Phone number

(864) 370-3244

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GOEPPER BURKHARDT DECEMBER 31, 2024 SEC BROCHURE (2/25/2025)

Regulatory assets under management

Total Number of Accounts	660
AUM (Assets Under Management)	$ 325,688,139

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William D. Goepper

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MIDSOUTH CAPITAL, INC.

W.C. SMITH & COMPANY, INC.

FSC SECURITIES CORPORATION

MCCARLEY AND ASSOCIATES, INC.

MCCARLEY AND ASSOCIATES, INC.

AUGHTRY SECURITIES CORPORATION

FSC SECURITIES CORPORATION

AUGHTRY SECURITIES CORPORATION

Primary Firm SEC Registration

GOEPPER BURKHARDT LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/5/1981

Series 7

Date: 5/16/1987

Series 6

Date: 11/6/1981

Series 22

Date: 10/5/1981

Series 24

Date: 12/8/1997

Series 26

Date: 8/26/1983

Current Firm

GOEPPER BURKHARDT LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GOEPPER BURKHARDT LLC

TRUST BUT VERIFY

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