John N. Kapp
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Naylor Kapp, who also goes by John Kapp, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2001. John had worked at 5 firms and has passed the Series 65, Series 63, Series 6, Series 22 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 2012 - September 22, 2014
SEIDMAN PRIVATE ADVISORS LLC
May 10, 2012 - September 18, 2014
EAGLE STRATEGIES LLC
December 21, 2009 - September 18, 2014
NYLIFE SECURITIES LLC
March 5, 2002 - November 25, 2002
TRANCEKA CAPITAL, LLC
January 12, 2001 - May 9, 2001
JESUP & LAMONT SECURITIES CORP
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 10/5/2000
Corporate Securities Limited Representative ExaminationCurrent Firm
SEIDMAN PRIVATE ADVISORS LLC
CRD#: 132337 / SEC#: 801-63417
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
