Jay A. Buckingham

WAVERLY ADVISORS

DAYTON, OH 45459

Some features on this profile are disabled

CRD#: 1057718

Professional summary

Jay Allen Buckingham, CFP®, who also goes by Jay Allen Bucklingham, is a registered financial advisor currently at WAVERLY ADVISORS, LLC located in Dayton, Ohio.

Jay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Jay has worked at 12 firms and has passed the Series 65, Series 63, Series 7, Series 22, Series 6 and Series 24 exams.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Are you a "fiduciary"?

Yes

Aliases

Jay Allen Bucklingham

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GRAND LAKES - REAL ESTATE HOLDING CO - PRESIDENT , INTERSTATE EXECUTIVE CENTER - CONDO ASSOC - TREASURER

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jay Allen Buckingham's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1990

Experience

Current

November 13, 2024 - Present

WAVERLY ADVISORS, LLC

Office #1: 6856 Loop Rd., Dayton, OH 45459

RIA

CRD#: 115332

DAYTON, OH

Past

April 21, 2009 - November 8, 2012

CAPITAL INVESTMENT GROUP, INC.

CRD#: 14752

DAYTON, OH

Past

April 19, 2002 - April 23, 2009

NRP FINANCIAL, INC.

CRD#: 103717

DAYTON, OH

Past

October 18, 1999 - March 6, 2025

BUCKINGHAM FINANCIAL GROUP, INC.

RIA

CRD#: 117982

DAYTON, OH

Past

October 18, 1999 - March 17, 2025

BUCKINGHAM CAPITAL MANAGEMENT, INC.

RIA

CRD#: 117984

DAYTON, OH

Past

January 1, 1996 - April 23, 2002

IFG NETWORK SECURITIES, INC.

CRD#: 19948

ATLANTA, GA

Past

February 28, 1994 - January 1, 1996

COMPREHENSIVE FINANCIAL SERVICES, INC.

CRD#: 22710

Past

December 8, 1989 - February 28, 1994

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WALTHAM, MA

Past

November 19, 1989 - December 19, 1989

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

November 6, 1987 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

September 24, 1982 - December 24, 1986

AMERICAN EXPRESS FINANCIAL CORPORATION

CRD#: 6320

Past

September 24, 1982 - November 16, 1987

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WAVERLY ADVISORS, LLC

CRD#: 115332 / SEC#: 801-60741

RIA

Registered Investment Advisory firm - (11/30/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(11/13/2024)

IAR

Texas
(11/13/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/27/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/11/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/16/1986

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 9/27/1983

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 9/23/1982

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/3/1988

General Securities Principal Examination

Current Firm

WAVERLY ADVISORS, LLC

CRD#: 115332 / SEC#: 801-60741

RIA

Registered Investment Advisory firm - (11/30/2001 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

600 University Park Place Suite 501, Birmingham, AL 35209

Mailing Address

Phone number

(205) 871-3334

Established

Firm type

Fiscal year end

# of Employees

371

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WAVERLY - ADV PART 2A BROCHURE (11/21/2025)

Regulatory assets under management

Total Number of Accounts	34,313
AUM (Assets Under Management)	$ 28,263,743,199

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/27/2025	Cover Page	Report
02/16/2024	Cover Page	Report
06/15/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Douglas Kinsey

ARTIFEX FINANCIAL GROUP, LLC

IAR

Oakwood, OH

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jay A. Buckingham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jay Allen Buckingham's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL INVESTMENT GROUP, INC.

NRP FINANCIAL, INC.

BUCKINGHAM FINANCIAL GROUP, INC.

BUCKINGHAM CAPITAL MANAGEMENT, INC.

IFG NETWORK SECURITIES, INC.

COMPREHENSIVE FINANCIAL SERVICES, INC.

COMMONWEALTH FINANCIAL NETWORK

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

AMERICAN EXPRESS FINANCIAL CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

WAVERLY ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/27/1999

Series 63

Date: 12/11/1986

Series 7

Date: 8/16/1986

Series 22

Date: 9/27/1983

Series 6

Date: 9/23/1982

Series 24

Date: 3/3/1988

Current Firm

WAVERLY ADVISORS, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

WAVERLY ADVISORS, LLC

TRUST BUT VERIFY

Contact information

Similar Advisors