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Larry Edmond Schaadt

CRD# 1057635·Registered 1982 - 1992
Previously Registered: Being a previously registered professional could mean that Larry is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Larry Edmond Schaadt was a registered financial advisor. Larry was a previously registered financial professional and started their career in finance 1982 - 1992. Larry had worked at 2 firms and has passed the Series 7, Series 4, Series 24 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

FIRST COMPASS SECURITIES, INC.·CRD# 17014
BD
January 3, 1986 - February 10, 1992
CABOT-MEYERS FINANCIAL GROUP·CRD# 1615
BD
September 18, 1985 - December 24, 1985
CABOT-MEYERS FINANCIAL GROUP·CRD# 1615
BD
August 26, 1982 - July 12, 1985

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Current Firm

FC
FIRST COMPASS SECURITIES, INC.

COMPASS SECURITIES, INC. | FIRST COMPASS SECURITIES, INC.

CRD#: 17014 / SEC#: 8-34472
BD
Terminated by FINRA on 05/11/1992

Contact Information

Established

California since 07/26/1985

Firm Type

Corporation

Fiscal Year End

June

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed Aug 1982About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Jun 1984About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Aug 1983About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Mar 1983About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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