Gregory G. Schwerin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Glenn Schwerin was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1982. Gregory had worked at 19 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 2019 - December 23, 2019
TRADEPRO SECURITIES, LLC.
January 22, 2008 - March 19, 2019
BENJAMIN & JEROLD BROKERAGE I, LLC
January 3, 2007 - December 31, 2007
BENJAMIN & JEROLD BROKERAGE I, LLC
January 25, 2005 - March 1, 2006
WADDELL & REED
September 26, 2002 - December 14, 2004
PFS INVESTMENTS INC.
August 11, 2000 - October 9, 2000
IAC SECURITIES, INC.
September 22, 1998 - December 1, 1998
WEB STREET SECURITIES, INC.
September 18, 1997 - August 11, 1998
EISNER SECURITIES, INC.
January 4, 1996 - May 15, 1996
LASALLE ST SECURITIES, L.L.C.
January 4, 1995 - December 14, 1995
DICKINSON & CO.
March 17, 1994 - January 16, 1995
MONTANO SECURITIES CORPORATION
October 6, 1992 - July 16, 1993
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
October 6, 1992 - July 16, 1993
SIGNATOR INVESTORS, INC.
September 11, 1990 - November 15, 1991
CONLI, MICHAELS, INC.
January 24, 1990 - September 10, 1990
DREHER & ASSOCIATES, INC.
November 23, 1987 - May 9, 1988
CRONIN & CO., INC.
June 3, 1987 - March 4, 1988
WALL STREET FINANCIAL INC.
November 30, 1984 - June 17, 1985
JEFFERIES LLC
February 14, 1984 - November 1, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 10, 1983 - December 31, 1984
WALL STREET FINANCIAL INC.
September 24, 1982 - March 17, 1983
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TRADEPRO SECURITIES, LLC.
CRD#: 103781 / SEC#: , 8-52282
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 5 |
Red Flags
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