Dalal M. Salomon
SALOMON AND LUDWIN | CFO
Richmond, VA 23238
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CRD#: 1057441
Professional summary
Dalal Maria Salomon is a registered financial advisor currently at SALOMON AND LUDWIN located in Richmond, Virginia.
Dalal is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Dalal has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 22 and Series 6 exams.
Biography
At Salomon & Ludwin, we help families make smart decisions about their money. We do this by focusing on what matters most to you: family, health and personal objectives.
Salomon & Ludwin takes a team approach. We believe our clients should benefit from everyone’s experience, knowledge, and expertise. And we don’t delegate managing your money to people you don’t know. Our team uses S&L’s patented TriggerPoint® Strategy to make decisions based on common sense and logic, not chance. It is methodical, unemotional, deliberate, and systematic.
We deliberately work with a limited number of clients, so that we can remain available, responsive, and focused. Additionally, we value long-term relationships more than short-term success. Our mission is to go to sleep each night knowing that we have done our best to help clients reach goals and realize dreams. It’s that simple.
Question & Answer
What are your service offerings?
Trust & estate planning
Philanthropic services
Financial planning
Trading individual securities
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
2M
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. D2 Independence LLC; not investment-related; Richmond, VA; own building lease to finet office; co-owner; start date 9/2009; 2 hrs per month; 0 hrs during trading. 2. Co-Trustee for Salomon & Ludwin, LLC 401k fbo of practice; inv related; Richmond, VA; start: 1/1/16; .5 hr/mo; .5 during trading. 3. MSU Wealth Management Committee for the Michigan State University Board College of Business; Inv. Related. less than 1 hour/month during trading hours. No Compensation.
CRS (Client Relationship Summary) - RIA
Click below to view Dalal Maria Salomon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 2, 2018 - Present
SALOMON AND LUDWIN
Office #1: 1401 Gaskins Road, Richmond, VA 23238RIA
CRD#: 292456
Richmond, VA
Past
November 20, 2009 - April 4, 2018
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
RICHMOND, VA
Past
November 20, 2009 - April 4, 2018
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
RICHMOND, VA
Past
October 1, 1999 - November 20, 2009
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
RICHMOND, VA
Past
October 1, 1999 - November 20, 2009
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
RICHMOND, VA
Past
July 26, 1984 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
BD
CRD#: 6124
CHARLOTTE, NC
Past
July 29, 1982 - August 10, 1984
WS GRIFFITH SECURITIES, INC.
BD
CRD#: 10410
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SALOMON AND LUDWIN
SALOMON AND LUDWIN | SALOMON AND LUDWIN, LLC
CRD#: 292456 / SEC#: 801-112494
RIA
Registered Investment Advisory firm - (2/22/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(7/2/2018)
IAR
Virginia(4/2/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SA
SALOMON AND LUDWIN
SALOMON AND LUDWIN | SALOMON AND LUDWIN, LLC
CRD#: 292456 / SEC#: 801-112494
RIA
Registered Investment Advisory firm - (2/22/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1401 Gaskins Road, Richmond, VA 23238
Mailing Address
Phone number
(804) 592-4999
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,773 |
| AUM (Assets Under Management) | $ 1,227,068,596 |
Red Flags
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Company Information
SALOMON AND LUDWIN
CFOCRD#: 292456Richmond, VA 23238TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
