Mitchell Ratner
Professional summary
Mitchell Ratner is a registered financial professional currently at T.R. WINSTON & COMPANY, LLC located in Bedminster, New Jersey.
Mitchell is registered as a RR (Registered Representative) and started their career in finance in 1982. Mitchell has worked at 6 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mitchell Ratner's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 5, 1991 - Present
T.R. WINSTON & COMPANY, LLC
Office #1: 376 Main Street, Bedminster, NJ 07921July 25, 1989 - January 2, 1990
ADLER COLEMAN & CO., INC.
March 3, 1987 - July 10, 1989
SWERGOLD, CHEFITZ & INCORPORATED
September 29, 1983 - January 1, 1986
HERZOG, HEINE, GEDULD, LLC
September 10, 1982 - July 5, 1983
GILDER GAGNON HOWE & CO. LLC
July 22, 1982 - September 7, 1982
MACPEG, ROSS, O'CONNELL & GOLDABER, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/25/1994)
(7/19/1994)
(3/5/1992)
(5/21/1996)
(12/6/2021)
(1/11/2024)
(1/7/2020)
(4/4/1997)
(5/15/1997)
(9/1/2021)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 1/21/2000
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
T.R. WINSTON & COMPANY, LLC
CRD#: 10571 / SEC#: , 8-27519
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RUNNELS, G TYLER | DIRECTOR, CHAIRMAN AND CEO | 1415264 |
| KANG, KAREN | EXECUTIVE VICE PRESIDENT AND ROSFP | 4367718 |
| CRISWELL, JEFFREY LENOX SR | VICE PRESIDENT, SECRETARY, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | 2121440 |
| HEMEDES, STEPHEN NATHANIEL | MUNICIPAL PRINCIPAL AND HEAD TRADER | 6870830 |
| SANCIO, GALE ANN | ASSISTANT SECRETARY, ROSFP | 1121258 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
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