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Charles A. Peters

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CRD#: 1057378
CP

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Charles Arthur Peters was a registered financial professional .

Charles is a previously registered financial professional and started their career in finance in 1982. Charles had worked at 3 firms and has passed the Series 63, Series 7, Series 22, Series 24 and Series 39 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

September 5, 1991 - January 10, 1994

MEGA INVESTMENT SERVICES, INC.

BD
CRD#: 10415
Past

February 27, 1990 - August 5, 1991

GWR INVESTMENTS, INC.

BD
CRD#: 25312
Past

July 8, 1982 - January 10, 1990

REAL ESTATE SECURITIES CORPORATION OF AMERICA

BD
CRD#: 10595

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 9/18/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


MI
MEGA INVESTMENT SERVICES, INC.
MEGA INVESTMENT SERVICES | MEGA INVESTMENT SERVICES, INC.

CRD#: 10415 / SEC#: , 8-26495

BD
Terminated by SEC on 05/16/1994
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Contact information


Main Address
Mailing Address
Phone number
Established
Nebraska since 02/22/1979
Firm type
Corporation
Fiscal year end
October
# of Employees

Documents


Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MEGA INVESTMENT SERVICES, INC.

CRD#: 10415

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