Peter R. Kent
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Reeves Kent was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1997. Peter had worked at 6 firms and has passed the Series 63, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2012 - December 6, 2012
ELADIAN PARTNERS BROKERAGE LLC
November 4, 2003 - June 17, 2010
CITI ORDER ROUTING AND EXECUTION, LLC
June 4, 2002 - June 17, 2010
AUTOMATED TRADING DESK BROKERAGE SERVICES, LLC
April 30, 1998 - January 25, 2001
SSI SECURITIES CORP.
April 30, 1998 - May 10, 2002
EARLYBIRDCAPITAL, INC.
November 6, 1997 - February 6, 2001
GKN SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ELADIAN PARTNERS BROKERAGE LLC
CRD#: 158893 / SEC#: , 8-68940
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
