Dennis L. Olds
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Lerey Olds was a registered financial advisor .
Dennis is a previously registered financial advisor and started their career in finance in 1982. Dennis had worked at 4 firms and has passed the Series 65, Series 63, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 2003 - December 31, 2003
PMI TRADING, LLC
February 3, 1986 - April 15, 1986
VESTCORP SECURITIES, INC.
December 6, 1983 - June 24, 1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 26, 1982 - November 19, 1982
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 9/10/1984
Interest Rate Options ExaminationCurrent firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
