Walter F. Schwarz
Professional summary
Walter Frederick Schwarz is a registered financial advisor currently at LONE PEAK ASSET MANAGEMENT, INC. located in Westlake Village, California.
Walter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Walter has worked at 7 firms and has passed the Series 63, Series 7, Series 6, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Walter Frederick Schwarz's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 17, 1996 - Present
LONE PEAK ASSET MANAGEMENT, INC.
Office #1: 200 N Westlake Blvd Ste 205, Westlake Village, CA 91362November 24, 1999 - December 12, 2003
NATIONAL PLANNING CORPORATION
December 11, 1998 - December 1, 1999
OSAIC WEALTH, INC.
April 17, 1996 - December 31, 2020
LONE PEAK ASSET MANAGEMENT, INC.
November 21, 1989 - December 11, 1990
NEW ENGLAND SECURITIES
June 23, 1986 - December 14, 1998
PIM FINANCIAL SERVICES, INC.
September 7, 1982 - June 26, 1986
TITAN/VALUE EQUITIES GROUP, INC.
August 10, 1982 - September 30, 1982
BOARDWALK CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/17/1996)
Exams
Current Firm
LONE PEAK ASSET MANAGEMENT, INC.
CRD#: 117241 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 72 |
| AUM (Assets Under Management) | $ 19,000,000 |
Red Flags
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