Raymond P. Stovall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raymond P Stovall II, who also goes by R P Stovall, Ray Stovall, Raymond P Stovall, was a registered financial professional .
Raymond is a previously registered financial professional and started their career in finance in 1982. Raymond had worked at 14 firms and has passed the Series 65, Series 63, Series 7, Series 24, Series 8, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2010 - December 31, 2010
VERITRUST FINANCIAL, LLC
February 19, 2010 - August 1, 2011
VERITRUST FINANCIAL, LLC
January 9, 2009 - December 31, 2020
DIRECT CAPITAL ADVISORS
April 22, 2008 - December 31, 2008
DIRECT CAPITAL ADVISORS
October 16, 2007 - February 8, 2010
DIRECT CAPITAL SECURITIES, INC.
September 7, 2006 - October 23, 2007
ONYX WEALTH ADVISORS, INC.
August 29, 2006 - October 23, 2007
CAMBRIDGE LEGACY SECURITIES L.L.C.
September 21, 2005 - August 22, 2006
MUTUAL SECURITIES, INC.
May 5, 2005 - September 28, 2005
BLUE MARBLE FINANCIAL, LLC
June 24, 1999 - April 1, 2005
MUTUAL SECURITIES, INC.
January 1, 1998 - June 9, 1999
BANC OF AMERICA INVESTMENT SERVICES, INC.
July 6, 1993 - January 1, 1998
NATIONSSECURITIES
September 18, 1991 - July 6, 1993
MORGAN STANLEY DW INC.
July 9, 1984 - December 6, 1984
INDEPENDENT BROKERAGE CORPORATION OF AMERICA, INC.
January 20, 1984 - June 18, 1984
TEXAS SECURITIES, INC.
January 19, 1983 - January 16, 1984
DFW CLEARING, INC.
August 26, 1982 - September 11, 1991
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 6/16/1989
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
VERITRUST FINANCIAL, LLC
CRD#: 106594 / SEC#: 801-71237, 8-53006
Contact information
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
