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Raymond P Stovall Ii

CRD# 1057050·Registered 1982 - 2010
Previously Registered: Being a previously registered professional could mean that Raymond is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Raymond P Stovall II, who also goes by R P Stovall, Ray Stovall, Raymond P Stovall, was a registered financial advisor. Raymond was a previously registered financial professional and started their career in finance 1982 - 2010. Raymond had worked at 14 firms and has passed the Series 65, Series 63, Series 7, Series 24, Series 8, Series 10 and Series 9 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

R P Stovall, Ray Stovall, Raymond P Stovall

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

VERITRUST FINANCIAL, LLC·CRD# 106594
RIA
Bastrop, TX
February 19, 2010 - December 31, 2010
VERITRUST FINANCIAL, LLC·CRD# 106594
BD
Bastrop, TX
February 19, 2010 - August 1, 2011
DIRECT CAPITAL ADVISORS·CRD# 146395
RIA
Little Elm, TX
January 9, 2009 - December 31, 2020
DIRECT CAPITAL ADVISORS·CRD# 146395
RIA
Little Elm, TX
April 22, 2008 - December 31, 2008
DIRECT CAPITAL SECURITIES, INC.·CRD# 29639
BD
Santa Monica, CA
October 16, 2007 - February 8, 2010
ONYX WEALTH ADVISORS, INC.·CRD# 119558
RIA
Dallas, TX
September 7, 2006 - October 23, 2007
CAMBRIDGE LEGACY SECURITIES L.L.C.·CRD# 103722
BD
Spring, TX
August 29, 2006 - October 23, 2007
MUTUAL SECURITIES, INC.·CRD# 13092
BD
Rockwall, TX
September 21, 2005 - August 22, 2006
BLUE MARBLE FINANCIAL, LLC·CRD# 103989
BD
Irving, TX
May 5, 2005 - September 28, 2005
MUTUAL SECURITIES, INC.·CRD# 13092
BD
Westlake Village, CA
June 24, 1999 - April 1, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.·CRD# 16361
BD
Boston, MA
January 1, 1998 - June 9, 1999
NATIONSSECURITIES·CRD# 32542
BD
July 6, 1993 - January 1, 1998
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
September 18, 1991 - July 6, 1993
INDEPENDENT BROKERAGE CORPORATION OF AMERICA, INC.·CRD# 15204
BD
July 9, 1984 - December 6, 1984
TEXAS SECURITIES, INC.·CRD# 7655
BD
January 20, 1984 - June 18, 1984
DFW CLEARING, INC.·CRD# 7736
BD
January 19, 1983 - January 16, 1984
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
August 26, 1982 - September 11, 1991

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Current Firm

VF
VERITRUST FINANCIAL, LLC

VERITRUST FINANCIAL, LLC

CRD#: 106594 / SEC#: 801-71237, 8-53006
BD
Terminated by SEC on 01/17/2014

Contact Information

Established

Texas since 10/10/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Latest Form ADV

Part 2 Brochures

BROCHURE PART 2A - 03.25.2013 (3/25/2013)

Direct owners and executive officers

NamePositionCRD#
VFS FINANCIAL SERVICES, INCMEMBER—
BROWN, EDGAR ALLEN JRCCO—
BROWN, EDGAR ALLEN JRPRESIDENT/CEO/CFO/MANAGING MEMBER1463057
ZAWAIDEH, RENATA STANISLAWAFINANCIAL OPERATIONS PRINCIPAL5926469

Disclosures

Regulatory Event

4

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 2005About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1982About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 1982About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 2000About the Series 24 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Jun 1989

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jun 1989About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Jun 1989About the Series 9 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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