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Michael Edward Wright

CRD# 1057022·Registered 1982 - 2007
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Edward Wright was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1982 - 2007. Michael had worked at 8 firms and has passed the Series 63, Series 72, Series 62 and Series 52 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

R. SEELAUS & CO., LLC·CRD# 14974
BD
Chatham, NJ
May 21, 2007 - September 14, 2007
VINING-SPARKS IBG, LLC·CRD# 27502
BD
New York, NY
September 7, 2006 - March 2, 2007
RYAN BECK & CO.·CRD# 3248
BD
Florham Park, NJ
May 10, 2005 - August 7, 2006
RBC CAPITAL MARKETS, LLC·CRD# 31194
BD
New York, NY
March 7, 2003 - April 25, 2005
FIRST INSTITUTIONAL SECURITIES, L.L.C.·CRD# 23910
BD
West Paterson, NJ
October 8, 1999 - March 7, 2003
SUNCOAST CAPITAL GROUP, LTD.·CRD# 31214
BD
Ft. Lauderdale, FL
December 21, 1998 - October 7, 1999
FIRST INSTITUTIONAL SECURITIES, L.L.C.·CRD# 23910
BD
West Paterson, NJ
May 5, 1989 - May 26, 1998
BROADWAY FINANCIAL INVESTMENT SERVICES CORP.·CRD# 23906
BD
February 1, 1989 - March 25, 1992
GLICKENHAUS & CO. - NEW JERSEY·CRD# 7302
BD
August 6, 1982 - February 1, 1989

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Current Firm

RS
R. SEELAUS & CO., LLC

R. SEELAUS & CO., INC. | RSC ASSET MANAGEMENT LLC. | RSC ASSET MANAGEMENT LLC | R. SEELAUS & CO.,INC. | R. SEELAUS & CO., LLC

CRD#: 14974 / SEC#: 801-68283, 8-31475
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

26 Main Street Suite 300, Chatham, NJ 07928

Mailing Address

26 Main Street Suite 300, Chatham, NJ 07928

Phone Number

(908) 273-3011

Established

Delaware since 06/27/2018

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
SEELAUS HOLDINGS LLCOWNER/MEMBER—
BRUCIA, JAMES BENEDETTOCO-HEAD OF ORIGINATION AND SYNDICATE, MANAGING DIRECTOR1281247
GRAVES, LESLIE ANNCO HEAD OF ORIGINATION AND SYNDICATE, MANAGING DIRECTOR1411769
MITNICK, ANNELIESE NMNCHIEF EXECUTIVE OFFICER (CEO)4862821
MOLCHAN, MAYYA NMNCHIEF FINANCIAL OFFICER (CFO), FINANCIAL AND OPERATIONS PRINCIPAL ( FINOP)5865025
MURRAY III, ALBERT QUENTINHEAD OF SALES AND TRADING, MUNICIPAL PRINCIPAL (MP)1032639
PAJDAK, KAROLINA NMNCHIEF COMPLIANCE OFFICER (CCO)4491899
SEELAUS, BENJAMIN PATRICKCHIEF OPERATING OFFICER (COO), REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL (ROSFP)4621898
SEELAUS, RICHARD PAULCHAIRMAN,500660

Disclosures

Regulatory Event

12

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1987About the Series 63 exam

Series 72 — Government Securities Representative Examination

Passed Nov 2006

Series 62 — Corporate Securities Limited Representative Examination

Passed Feb 1995

Series 52 — Municipal Securities Representative Examination

Passed Aug 1982About the Series 52 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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