DM
Darrell A. Mccroskey
OAKWOOD CAPITAL
Fargo, ND 58103
Some features on this profile are disabled
CRD#: 1056953
DM
Professional summary
Darrell Alve Mccroskey, who also goes by Bud Mccroskey, Darrel Alve Mccroskey, is a registered financial advisor currently at OAKWOOD CAPITAL, INC. located in Fargo, North Dakota.
Darrell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Darrell has worked at 4 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 3 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bud Mccroskey | Darrel Alve Mccroskey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FINANCIAL ADVISOR NORTH COUNTRY FINANCIAL ADVISORS 1330 PAGE DRIVE, SUITE 2033, FARGO, ND 59103 SINCE 12/2013. APPROXIMATELY 160 HOURS PER MONTH ARE SPENT ON THIS INVESTMENT RELATED OUTSIDE BUSINESS DURING TRADING HOURS. INVESTMENT ADVISOR REPRESENTATIVE OF OAKWOOD CAPITAL, INC. (OC) 600 HIGHWAY 169 S, SUITE 1410, MINNEAPOLIS, MN 55426. (INVESTMENT RELATED BUSINESS OC IS AN SEC REGISTERED INVESTMENT ADVISOR) AFFILIATED WITH OC 7/21/2016. APPROXIMATELY 120 HOURS PER MONTH (BASED ON 160 WORKING HOURS PER MONTH) ARE SPENT ON OC BUSINESS DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Darrell Alve Mccroskey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 14, 2016 - Present
OAKWOOD CAPITAL, INC.
Office #1: 1330 Page Drive Suite 203b, Fargo, ND 58103RIA
CRD#: 112399
Fargo, ND
Past
June 14, 2016 - December 31, 2020
OAKWOOD CAPITAL, INC.
RIA
CRD#: 112399
MINNEAPOLIS, MN
Past
October 10, 2011 - December 31, 2023
OAKWOOD CAPITAL SECURITIES, INC.
BD
CRD#: 21000
Fargo, ND
Past
August 3, 2010 - October 11, 2011
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
FARGO, ND
Past
April 9, 2010 - October 11, 2011
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
FARGO, ND
Past
August 26, 1982 - December 20, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OC
OAKWOOD CAPITAL, INC.
GARDNER ADVISORS | OAKWOOD CAPITAL, INC. | L.O. GARDNER INC. DBA GARDNER ADVISORS | GARDNER ADVISORS INC.
CRD#: 112399 / SEC#: 801-120259
RIA
Registered Investment Advisory firm - (2/4/2021 Approved)Arizona
Registered Investment Advisory firm - (2/9/2021 Terminated)Florida
Registered Investment Advisory firm - (2/9/2021 Terminated)Iowa
Registered Investment Advisory firm - (2/10/2021 Terminated)Minnesota
Registered Investment Advisory firm - (2/23/2021 Terminated)Montana
Registered Investment Advisory firm - (2/9/2021 Terminated)North Dakota
Registered Investment Advisory firm - (2/9/2021 Terminated)South Dakota
Registered Investment Advisory firm - (2/9/2021 Terminated)Wisconsin
Registered Investment Advisory firm - (2/9/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Dakota(6/14/2016)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 8
Date: 3/24/1988
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
OC
OAKWOOD CAPITAL, INC.
GARDNER ADVISORS | OAKWOOD CAPITAL, INC. | L.O. GARDNER INC. DBA GARDNER ADVISORS | GARDNER ADVISORS INC.
CRD#: 112399 / SEC#: 801-120259
RIA
Registered Investment Advisory firm - (2/4/2021 Approved)Arizona
Registered Investment Advisory firm - (2/9/2021 Terminated)Florida
Registered Investment Advisory firm - (2/9/2021 Terminated)Iowa
Registered Investment Advisory firm - (2/10/2021 Terminated)Minnesota
Registered Investment Advisory firm - (2/23/2021 Terminated)Montana
Registered Investment Advisory firm - (2/9/2021 Terminated)North Dakota
Registered Investment Advisory firm - (2/9/2021 Terminated)South Dakota
Registered Investment Advisory firm - (2/9/2021 Terminated)Wisconsin
Registered Investment Advisory firm - (2/9/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
600 Highway 169 South Suite 1410, St. Louis Park, MN 55426
Mailing Address
Phone number
(952) 935-4601
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (17 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,001 |
| AUM (Assets Under Management) | $ 260,312,212 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
