Charles J. Cottone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Joseph Cottone, who also goes by Chuck Cottone, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1983. Charles had worked at 3 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 1996 - September 18, 1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
March 16, 1995 - September 18, 1996
SIGNATOR INVESTORS, INC.
September 9, 1983 - January 26, 1995
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
CRD#: 5181 / SEC#: , 8-15661
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
