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GC

Gino T. Cordisco

Some features on this profile are disabled
CRD#: 1056720
GC

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gino Thomas Cordisco, who also goes by G Thomas Cordisco, Thomas Cordisco, G Tom Cordisco, Gino Cordisco, Tom Cordisco, was a registered financial professional .

Gino is a previously registered financial professional and started their career in finance in 1982. Gino had worked at 12 firms and has passed the Series 63, SIE, Series 7, Series 3, Series 5 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

G Thomas Cordisco | Thomas Cordisco | G Tom Cordisco | Gino Cordisco | Tom Cordisco

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 17, 2022 - July 7, 2023

CRITO CAPITAL LLC

BD
CRD#: 161724
WESTPORT, CT
Past

February 3, 2021 - January 3, 2022

OLD CITY SECURITIES LLC

BD
CRD#: 171910
NEW YORK, NY
Past

May 10, 2018 - April 12, 2024

WEILD & CO.

BD
CRD#: 132398
BOULDER, CO
Past

September 2, 2010 - March 1, 2012

MERCURY CAPITAL ADVISORS, LLC

BD
CRD#: 152338
NEW YORK, NY
Past

October 6, 2009 - October 28, 2010

NIGHTHAWK PARTNERS INC.

BD
CRD#: 44134
NEW YORK, NY
Past

January 6, 2005 - October 6, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

September 6, 2000 - April 25, 2002

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY
Past

March 5, 1999 - May 10, 2000

LIMITRADER SECURITIES, INC.

BD
CRD#: 22587
NEW YORK, NY
Past

June 20, 1995 - March 3, 1997

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

March 23, 1989 - September 18, 1990

LEHMAN SPECIAL SECURITIES INC.

BD
CRD#: 7242
Past

March 23, 1989 - September 18, 1990

LEHMAN BROTHERS INC.

BD
CRD#: 7506
Past

August 11, 1987 - September 18, 1990

LEHMAN GOVERNMENT SECURITIES INC.

BD
CRD#: 19655
Past

August 24, 1982 - March 30, 1987

SALOMON BROTHERS INC.

BD
CRD#: 740

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 5/17/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/10/2018
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 3/31/1988
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 5
Date: 1/6/1983
Interest Rate Options Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/23/2005
General Securities Principal Examination

Current Firm

CC
CRITO CAPITAL LLC
CRITO CAPITAL LLC

CRD#: 161724 / SEC#: , 8-69050

Connecticut
Registered Investment Advisory firm - SEC (3/13/2024 Termination Requested)
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
8 Wright Street Suite 107, Westport, CT 06880
Mailing Address
8 Wright Street Suite 107, Westport, CT 06880
Phone number
(203) 423-5600
Established
Connecticut since 05/23/2011
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees
2

FINRA licenses (24 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
CRITO HOLDINGS LLCSOLE OWNER OF CRITO CAPITAL LLC
BEATON, DANIEL STEWARTFINOP4240769
GESKE, DAVID MICHAELMANAGING PRINCIPAL2514685
GILLMAN, THEODORE JONESMANAGING PRINCIPAL, EXECUTIVE REP.2498623
MARSHALL, ANN MARIEPRINCIPAL6298134
OLEKSIW, EUNICECHIEF COMPLIANCE OFFICER3110818

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CRITO CAPITAL LLC

CRD#: 161724

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