Paul C. Rankin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Charles Rankin was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1982. Paul had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 2011 - March 17, 2015
NEWCOMB AND COMPANY
March 13, 2002 - January 3, 2011
NEWCOMB AND COMPANY
November 18, 1991 - January 17, 2002
NEWCOMB AND COMPANY
September 29, 1988 - September 9, 1989
RAYMOND JAMES FINANCIAL SERVICES, INC.
April 17, 1986 - October 22, 1986
GREYSTONE EQUITY CORPORATION
January 22, 1986 - May 13, 1986
COMMONWEALTH INVESTMENT INC.
August 26, 1982 - June 10, 1985
PETRO-LEWIS SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NEWCOMB AND COMPANY
CRD#: 16851 / SEC#: , 8-34499
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWCOMB, FREDERICK WALTZ | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 346923 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
