Frederic O. Buckley

KESTRA ADVISORY SERVICES

Worthington, OH 43085

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CRD#: 1056607

Professional summary

Frederic Owen Buckley, who also goes by Fred O Buckley, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Worthington, Ohio.

Frederic is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Frederic has worked at 6 firms and has passed the Series 63, SIE, Series 72, Series 52, Series 62, Series 22, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Fred O Buckley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.Fixed insurance sales; As of 5/1/2020; 3% time spent during business hours; Conducted at branch location; Investment related. 2. Co-owner, Buckley Financial Planning, LLC; a Private Entity established to facilitate Securities, advisory, and insurance Business; As of 5/1/2020; <5% time spent during business hours; Conducted at branch; Investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frederic Owen Buckley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 15, 2025 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 137 E Dublin Granville Rd Suite A, Worthington, OH 43085

RIA

CRD#: 283330

Worthington, OH

Past

May 27, 2020 - August 11, 2025

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

Liberty Township, OH

Past

May 27, 2020 - March 31, 2022

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

Liberty Township, OH

Past

November 21, 2000 - May 27, 2020

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

LIBERTY TOWNSHIP, OH

Past

April 23, 1996 - May 27, 2020

SECURITIES AMERICA, INC.

CRD#: 10205

LIBERTY TOWNSHIP, OH

Past

April 19, 1990 - May 1, 1996

CARILLON INVESTMENTS, INC.

CRD#: 14646

CINCINNATI, OH

Past

November 2, 1982 - April 20, 1990

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(8/15/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/24/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 72

Date: 3/21/2003

Government Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 11/22/1995

Municipal Securities Representative Examination

General Industry/Product Exam

Series 62

Date: 4/28/1994

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 22

Date: 8/30/1983

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 11/1/1982

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/26/1996

General Securities Principal Examination

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Frederic O. Buckley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frederic Owen Buckley's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

CARILLON INVESTMENTS, INC.

WS GRIFFITH SECURITIES, INC.

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/24/1990

SIE

Date: 10/1/2018

Series 72

Date: 3/21/2003

Series 52

Date: 11/22/1995

Series 62

Date: 4/28/1994

Series 22

Date: 8/30/1983

Series 6

Date: 11/1/1982

Series 24

Date: 8/26/1996

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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