Stephen M. Ruvituso

SYKON CAPITAL LLC | Managing Director

JUPITER, FL

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CRD#: 1056605

Professional summary

Stephen Michael Ruvituso, who also goes by Steve Ruvituso, is a registered financial advisor currently at SYKON CAPITAL LLC located in Jupiter, Florida.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Stephen has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 8 exams.

Question & Answer

What are your service offerings?

Trading individual securities

Loans/credit services

Financial planning

What is your current number of clients?

Under 100

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

Steve Ruvituso

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Michael Ruvituso's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 19, 2023 - Present

SYKON CAPITAL LLC

RIA

CRD#: 326728

JUPITER, FL

Past

October 2, 2013 - June 5, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PALM BEACH GARDENS, FL

Past

September 27, 2013 - June 5, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PALM BEACH GARDENS, FL

Past

January 11, 2008 - October 7, 2013

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

STAMFORD, CT

Past

January 11, 2008 - October 7, 2013

UBS FINANCIAL SERVICES INC.

CRD#: 8174

STAMFORD, CT

Past

November 13, 2003 - January 24, 2008

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

STAMFORD, CT

Past

October 28, 2002 - January 24, 2008

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

STAMFORD, CT

Past

October 14, 1997 - October 25, 2002

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

May 7, 1993 - October 9, 1997

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

December 5, 1988 - May 14, 1993

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

NEW YORK, NY

Past

December 2, 1985 - December 12, 1988

TUCKER ANTHONY INCORPORATED

CRD#: 837

BOSTON, MA

Past

September 24, 1982 - December 13, 1985

GABRIELE, HUEGLIN & CASHMAN INC.

CRD#: 8059

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SYKON CAPITAL LLC

CRD#: 326728 / SEC#: 801-128087

RIA

Registered Investment Advisory firm - (5/26/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/3/2023)

IAR

Connecticut
(8/3/2023)

IAR

Florida
(7/19/2023)

IAR

New Jersey
(11/6/2023)

IAR

New York
(10/6/2023)

IAR

Pennsylvania
(8/4/2023)

IAR

Texas
(8/4/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/12/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/10/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/18/1982

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 3/4/1996

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

SYKON CAPITAL LLC

CRD#: 326728 / SEC#: 801-128087

RIA

Registered Investment Advisory firm - (5/26/2023 Approved)

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Contact information

Main Address

500 Mamaroneck Ave Suite 435, Harrison, NY 10528

Mailing Address

Phone number

(914) 898-3694

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A DISCLOSURE BROCHURE (10/29/2025)

Regulatory assets under management

Total Number of Accounts	707
AUM (Assets Under Management)	$ 330,448,939

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Stephen M. Ruvituso

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Michael Ruvituso's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

MORGAN STANLEY DW INC.

CIBC WORLD MARKETS CORP.

KIDDER, PEABODY & CO. INCORPORATED

TUCKER ANTHONY INCORPORATED

GABRIELE, HUEGLIN & CASHMAN INC.

Primary Firm SEC Registration

SYKON CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/12/2003

Series 63

Date: 8/10/1982

SIE

Date: 10/1/2018

Series 7

Date: 9/18/1982

Series 8

Date: 3/4/1996

Current Firm

SYKON CAPITAL LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SYKON CAPITAL LLC

TRUST BUT VERIFY

Contact information

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