Stephen Michael Ruvituso
Professional Summary
Stephen Michael Ruvituso, who also goes by Steve Ruvituso, is a registered financial advisor currently at SYKON CAPITAL LLC located in Jupiter, Florida. Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Stephen has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Investment Management
- Financial Planning
Other Aliases
Steve Ruvituso
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
44 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
SYKON CAPITAL LLC
Contact Information
Main Address
500 Mamaroneck Ave Suite 435, Harrison, NY 10528Phone Number
(914) 898-3694# of Employees
8SEC notice filing (10 States and Territories)
Registered to provide investment advisory services in 10 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
663AUM (Assets Under Management)
$350,076,877Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
SYKON CAPITAL LLC
State Registrations and Notice Filings
(8/3/2023)
(8/3/2023)
(7/19/2023)
(11/6/2023)
(10/6/2023)
(8/4/2023)
(4/15/2026)
(8/4/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Mar 1996Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Stephen Michael Ruvituso's CRS (Customer Relationship Summary).
Services Offered by Stephen
- Investment Management
- Financial Planning
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