Kevin Cashman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Cashman was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1982. Kevin had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 2016 - January 7, 2020
FCG WEALTH MANAGEMENT, LLC
May 1, 2012 - March 23, 2016
FCG ADVISORS, LLC
July 29, 2011 - April 20, 2018
FCG ADVISORS, LLC
June 19, 2009 - August 1, 2011
ASD FINANCIAL SERVICES CORP
December 17, 2007 - June 4, 2008
OPPENHEIMER & CO. INC.
March 22, 2006 - October 8, 2007
STERNE, AGEE & LEACH, INC.
November 22, 1993 - October 20, 2005
CIBC WORLD MARKETS CORP.
September 2, 1993 - October 25, 1993
NATHAN & LEWIS SECURITIES, INC.
May 13, 1991 - July 17, 1992
GMS GROUP
December 3, 1985 - May 10, 1991
TUCKER ANTHONY INCORPORATED
September 24, 1982 - December 13, 1985
GABRIELE, HUEGLIN & CASHMAN INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FCG WEALTH MANAGEMENT, LLC
CRD#: 281165 / SEC#: 801-55281
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
