Kevin P. Mcginty
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Patrick Mcginty was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1982. Kevin had worked at 10 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 29, 2013 - December 5, 2017
SHEEN FALLS STRATEGIES, LLC
August 25, 2005 - June 11, 2007
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
December 3, 2002 - December 31, 2003
JONESTRADING
September 1, 1998 - August 20, 2002
ROBERTSON STEPHENS, INC.
October 1, 1997 - September 1, 1998
BANCAMERICA SECURITIES, INC.
August 3, 1993 - October 1, 1997
ROBERTSON, STEPHENS & COMPANY LLC
June 12, 1987 - September 30, 1991
ABN AMRO SECURITIES LLC
April 3, 1984 - May 19, 1987
L. F. ROTHSCHILD & CO. INCORPORATED
September 6, 1983 - March 28, 1984
MONTGOMERY SECURITIES
July 8, 1982 - September 13, 1983
ROULSTON RESEARCH CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/16/2006
Limited Representative-Equity Trader ExamCurrent Firm
SHEEN FALLS STRATEGIES, LLC
CRD#: 164016 / SEC#:
Contact information
Red Flags
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