Richard K. Burtness
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Karlyle Burtness, who also goes by Dick Burtness, Richard K Burtness, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1985. Richard had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 1992 - December 31, 1994
IFG NETWORK SECURITIES, INC.
April 21, 1986 - June 10, 1992
DERAND/PENNINGTON/BASS, INC.
April 16, 1985 - April 14, 1986
PW SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IFG NETWORK SECURITIES, INC.
CRD#: 19948 / SEC#: , 8-37937
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INVESTORS FINANCIAL PLANNING, INC. | HOLDING COMPANY | |
| DUNSTAN, RICHARD VAUGHAN | VICE PRESIDENT/SECRETARY/CROP | 1632092 |
| DUNSTAN, RICHARD VAUGHAN | MUNICIPAL PRINCIPAL | 1632092 |
| HARRISON, BRETT LAMAR | COO, SENIOR VICE PRESIDENT | 4032238 |
| HARRISON, BRETT LAMAR | DIRECTOR | 4032238 |
| MCEVOY, PATRICK HENRY | PRESIDENT, CEO | 1796543 |
| RESSLER, SANDER JAMES | CCO | 1455553 |
| STEWART, EVERETT PAUL JR | VICE PRESIDENT/TREASURER/FINOP | 2025188 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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