Angus M. Burton

MARATHON CAPITAL MANAGEMENT

HUNT VALLEY, MD 21030-1806

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CRD#: 1056399

Professional summary

Angus Mcphee Burton is a registered financial advisor currently at MARATHON CAPITAL MANAGEMENT located in Hunt Valley, Maryland.

Angus is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Angus has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Angus Mcphee Burton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 15, 2006 - Present

MARATHON CAPITAL MANAGEMENT

Office #1: 4 North Park Drive Suite 106, Hunt Valley, MD 21030-1806

RIA

CRD#: 119416

HUNT VALLEY, MD

Past

March 9, 2002 - January 26, 2006

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

January 1, 2000 - January 26, 2006

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

BALITMORE, MD

Past

June 14, 1999 - March 9, 2002

TUCKER ANTHONY INCORPORATED

CRD#: 837

BOSTON, MA

Past

June 2, 1989 - June 30, 1999

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 6124

CHARLOTTE, NC

Past

October 24, 1988 - June 8, 1989

FERRIS, BAKER WATTS, LLC

CRD#: 285

Past

July 22, 1982 - October 24, 1988

BAKER, WATTS & CO., INC.

CRD#: 68

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MARATHON CAPITAL MANAGEMENT

MARATHON CAPITAL MANAGEMENT | MARATHON CAPITAL MANAGEMENT, LLC | MARATHON CAPITAL MANAGEMENT LLC

CRD#: 119416 / SEC#: 801-62793

RIA

Registered Investment Advisory firm - (2/20/2004 Approved)

Maryland

Registered Investment Advisory firm - (10/18/2004 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(3/15/2006)

IAR

Texas
(12/2/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/21/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/2/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/17/1982

General Securities Representative Examination

Current Firm

MARATHON CAPITAL MANAGEMENT

MARATHON CAPITAL MANAGEMENT | MARATHON CAPITAL MANAGEMENT, LLC | MARATHON CAPITAL MANAGEMENT LLC

CRD#: 119416 / SEC#: 801-62793

RIA

Registered Investment Advisory firm - (2/20/2004 Approved)

Maryland

Registered Investment Advisory firm - (10/18/2004 Terminated)

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Contact information

Main Address

4 North Park Drive Suite 106, Hunt Valley, MD 21030-1806

Mailing Address

Phone number

(410) 329-1522

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MARATHON CAPITAL MANAGEMENT LLC (2/21/2025)

Regulatory assets under management

Total Number of Accounts	683
AUM (Assets Under Management)	$ 694,279,362

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/16/2025	Cover Page	Report
09/28/2023	Cover Page	Report
12/22/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Angus M. Burton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Angus Mcphee Burton's CRS (Customer Relationship Summary).

Certified licenses

Experience

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

TUCKER ANTHONY INCORPORATED

FIRST UNION CAPITAL MARKETS CORP.

FERRIS, BAKER WATTS, LLC

BAKER, WATTS & CO., INC.

Primary Firm SEC Registration

MARATHON CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 2/21/1997

Series 63

Date: 8/2/1982

Series 7

Date: 7/17/1982

Current Firm

MARATHON CAPITAL MANAGEMENT

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MARATHON CAPITAL MANAGEMENT

TRUST BUT VERIFY

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