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LS

Lisa M. Snyderman

CRITO CAPITAL ADVISERS LLC
WESTPORT, CT 06880
Some features on this profile are disabled
CRD#: 1056330
LS

Professional summary

Lisa Mari Snyderman is a registered financial advisor currently at CRITO CAPITAL ADVISERS LLC located in Westport, Connecticut and ROBUS CAPITAL PARTNERS LLC located in San Juan, .

Lisa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Lisa has worked at 35 firms and has passed the Series 65, Series 63, Series 57TO, Series 52TO, Series 99TO, SIE, Series 79, Series 7, Series 6, Series 26, Series 14, Series 53, Series 4, Series 9, Series 10 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1/16 2016 to present Lisa M. Snyderman, LLC, 54 Hope Street, Stamford, CT which is a customized compliance consulting firm. I am the sole member. I provide customized compliance services to broker dealers and registered investment advisors. I do project work as well as provide outsourced CCO services for a limited number of clients. The number of hours fluctuates based upon client demand. Most work is performed during market hours. 3/29/21 to present Patten Training and Review, Woodland Texas. I am consultant and do projects as needed, including acting as a CCO. The number of hours fluctuates based upon the number of projects. The majority of the work is performed during market hours. Currently registered with Robus Capital, Variable Investment Associates and Global Pacific Securities. I am registered with Crito Capital Advisers as a Series 65. NRF with ACA marketing consulting through UBS .

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Mari Snyderman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 28, 2025 - Present

CRITO CAPITAL ADVISERS LLC

Office #1: 8 Wright Street Suite 107, Westport, CT 06880
RIA
CRD#: 330570
WESTPORT, CT
Current

December 21, 2023 - Present

ROBUS CAPITAL PARTNERS LLC

Office #1: 301 Recinto Sur Street Ste 202, San Juan, PR 00901
BD
CRD#: 282547
San Juan, PR
Current

April 10, 2025 - Present

GLOBAL PACIFIC SECURITIES US, INC.

Office #1: 19 W. 26th Street 4th Floor, New York, NY 10010
BD
CRD#: 304566
NEW YORK, NY
Current

May 2, 2025 - Present

VARIABLE INVESTMENT ASSOCIATES, INC.

Office #1: 750 E. 1st Street, Tea, SD 57064
BD
CRD#: 44412
Tea, SD
Current

September 30, 2025 - Present

UBS FUND SERVICES (USA) LLC

Office #1: 10 State House Square 12th Floor, Hartford, CT, 06103-3604
BD
CRD#: 41848
Hartford, CT
Current

September 30, 2025 - Present

UBS FINANCIAL SERVICES INC.

Office #1: 1200 Harbor Boulevard, Weehawken, NJ 07086
RIA
BD
CRD#: 8174
Weehawken, NJ
Current

September 30, 2025 - Present

UBS ASSET MANAGEMENT (US) INC.

Office #1: 787 7th Avenue, New York, NY 10019
BD
CRD#: 583
New York, NY
Past

February 13, 2024 - December 5, 2024

VISTIA CAPITAL, LLC

BD
CRD#: 311342
CASTLE ROCK, CO
Past

January 2, 2024 - July 17, 2025

TAPP ENGINE SECURITIES

BD
CRD#: 314806
QUINCY, MA
Past

December 26, 2023 - October 31, 2024

RUBICON CAPITAL ADVISORS

BD
CRD#: 283566
NEW YORK, NY
Past

November 10, 2022 - September 5, 2025

FARKAS CAPITAL

BD
CRD#: 317570
Miami Beach, FL
Past

August 2, 2022 - August 1, 2023

ENERGY SHARES, LLC.

BD
CRD#: 314540
PASADENA, CA
Past

June 23, 2022 - June 2, 2023

QUINT CAPITAL CORPORATION

RIA
CRD#: 26586
NEW YORK, NY
Past

April 11, 2022 - June 2, 2023

QUINT CAPITAL CORPORATION

BD
CRD#: 26586
NEW YORK, NY
Past

January 11, 2022 - June 15, 2022

PLURAL BROKERAGE LLC

BD
CRD#: 312549
MIAMI BEACH, FL
Past

August 17, 2021 - January 3, 2023

ADVENTIX GLOBAL MARKETS LLC

BD
CRD#: 170640
HAUPPAUGE, NY
Past

April 1, 2021 - January 3, 2023

HUBBLE INVESTMENTS, LLC

BD
CRD#: 289415
SAN MATEO, CA
Past

March 31, 2021 - June 9, 2021

ANDBANC BROKERAGE, LLC

BD
CRD#: 155979
MIAMI, FL
Past

December 3, 2018 - August 15, 2019

MUNDIAL FINANCIAL GROUP, LLC

BD
CRD#: 149531
NEW YORK, NY
Past

August 23, 2018 - November 16, 2020

INTEGRAL WEALTH SECURITIES LLC

BD
CRD#: 36143
Stamford, CT
Past

October 21, 2017 - September 1, 2020

WESTPORT CAPITAL MARKETS, LLC

RIA
CRD#: 41562
WESTPORT, CT
Past

May 23, 2017 - August 27, 2018

PETER R. MACK & CO., INC.

BD
CRD#: 18275
Weston, CT
Past

December 6, 2016 - December 31, 2017

MUNDIAL FINANCIAL GROUP, LLC

BD
CRD#: 149531
New York, NY
Past

January 10, 2008 - December 31, 2015

VISION FINANCIAL MARKETS LLC

BD
CRD#: 142271
STAMFORD, CT
Past

April 11, 2007 - December 31, 2015

VISION INVESTMENT ADVISORS, LLC

RIA
CRD#: 109621
STAMFORD, CT
Past

July 13, 2006 - December 31, 2015

VISION BROKERAGE SERVICES, LLC

BD
CRD#: 47927
STAMFORD, CT
Past

October 20, 2004 - August 26, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA
CRD#: 16361
STAMFORD, CT
Past

October 20, 2004 - August 26, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
BOSTON, MA
Past

September 6, 2002 - October 20, 2004

QUICK & REILLY, INC.

RIA
CRD#: 11217
STAMFORD, CT
Past

February 23, 2001 - October 20, 2004

QUICK & REILLY, INC.

BD
CRD#: 11217
NEW YORK, NY
Past

May 24, 2000 - November 22, 2000

EWEALTH SECURITIES, INC.

BD
CRD#: 25589
WHITE PLAINS, NY
Past

May 24, 1999 - March 15, 2000

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ
Past

November 3, 1998 - April 29, 1999

NORTHEAST SECURITIES, LLC

BD
CRD#: 25996
MITCHELFIELD, NY
Past

January 20, 1997 - October 26, 1998

AUERBACH, POLLAK & RICHARDSON INC.

BD
CRD#: 29824
STAMFORD, CT
Past

October 4, 1995 - January 6, 1997

NORTHEAST SECURITIES, LLC

BD
CRD#: 25996
MITCHELFIELD, NY
Past

November 8, 1994 - October 17, 1995

STOVER HALEY BURNS, INC.

BD
CRD#: 31993
STAMFORD, CT
Past

November 18, 1991 - June 29, 1993

KIDDER, PEABODY & CO. INCORPORATED

BD
CRD#: 7613
NEW YORK, NY
Past

April 3, 1989 - December 3, 1991

FIRST METROPOLITAN SECURITIES, INC.

BD
CRD#: 7594
NEW YORK, NY
Past

March 19, 1985 - November 23, 1987

LEHMAN BROTHERS INC.

BD
CRD#: 7506
Past

July 29, 1982 - January 22, 1985

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
Connecticut
(5/28/2025)
RR
Connecticut
(9/30/2025)
RR
New York
(4/10/2025)
RR
Puerto Rico
(12/21/2023)
RR
South Dakota
(5/2/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/22/2002
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/29/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 4/25/2017
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 3/16/1985
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/28/1982
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 1/2/2023
Investment Company Products/Variable Contracts Principal Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 53
Date: 1/5/2007
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 8/24/2006
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 9
Date: 8/3/2001
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 6/11/2001
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/17/1997
General Securities Principal Examination
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

CC
CRITO CAPITAL ADVISERS LLC
CRITO CAPITAL ADVISERS LLC

CRD#: 330570 / SEC#:

Connecticut
Registered Investment Advisory firm - (8/27/2024 Approved)
New York
Registered Investment Advisory firm - (12/2/2024 Approved)
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Contact information

Main Address
8 Wright Street Suite 107, Westport, CT 06880
Mailing Address
Phone number
(203) 423-5600
Established
Firm type
Fiscal year end
# of Employees
3

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CRITO CAPITAL ADVISERS LLC

CRD#: 330570Westport, CT 06880

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