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JC

Julianne L. Call

TCP ASSET MANAGEMENT
Phoenix, AZ 85028
Some features on this profile are disabled
CRD#: 1056312
JC

Professional summary

Julianne Lorraine Call, who also goes by Julianne Martinez, is a registered financial advisor currently at TCP ASSET MANAGEMENT, LLC located in Phoenix, Arizona and UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER located in Phoenix, Arizona.

Julianne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Julianne has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 3, Series 9, Series 10 and Series 8 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Julianne Martinez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) TCP ASSET MANAGEMENT - COMPLIANCE SPECIALIST- DBA NAME FOR MARKETING PURPOSES ONLY - COLUMBUS, OH - SINCE 03/2024 - INVESTMENT RELATED 2.) TCP ASSET MANAGEMENT LLC - COMPLIANCE SPECIALIST- REGISTERED INVESTMENT ADVISOR - COLUMBUS, OH - SINCE 03/2024 - INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Julianne Lorraine Call's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 26, 2024 - Present

TCP ASSET MANAGEMENT, LLC

Office #1: 11130 N. Tatum Blvd. Suite I-101, Phoenix, AZ 85028
RIA
CRD#: 286037
Phoenix, AZ
Current

March 3, 2024 - Present

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

Office #1: 11130 N Tatum Blvd Ste I-101, Phoenix, AZ 85028
RIA
BD
CRD#: 20804
Phoenix, AZ
Past

May 2, 2022 - December 31, 2022

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RIA
CRD#: 20804
PHOENIX, AZ
Past

March 25, 2020 - February 13, 2023

TCP ASSET MANAGEMENT, LLC

RIA
CRD#: 286037
Phoenix, AZ
Past

November 3, 2015 - February 24, 2020

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RIA
CRD#: 20804
PHOENIX, AZ
Past

October 16, 2015 - December 31, 2022

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

BD
CRD#: 20804
PHOENIX, AZ
Past

July 21, 2015 - October 29, 2015

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
PHOENIX, AZ
Past

July 20, 2015 - October 29, 2015

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
PHOENIX, AZ
Past

May 25, 2012 - July 7, 2015

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RIA
CRD#: 20804
SCOTTSDALE, AZ
Past

May 7, 2012 - July 7, 2015

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

BD
CRD#: 20804
SCOTTSDALE, AZ
Past

January 3, 2011 - September 7, 2011

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
SCOTTSDALE, AZ
Past

January 3, 2011 - September 7, 2011

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
SCOTTSDALE, AZ
Past

September 14, 2009 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

RIA
CRD#: 10582
SCOTTSDALE, AZ
Past

May 8, 2009 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

BD
CRD#: 10582
SCOTTSDALE, AZ
Past

January 31, 2005 - May 6, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
PHOENIX, AZ
Past

December 13, 2000 - July 10, 2003

WELLS FARGO INVESTMENTS, LLC

BD
CRD#: 10582
SAN FRANCISCO, CA
Past

May 12, 1999 - December 13, 2000

WELLS FARGO BROKERAGE SERVICES, L.L.C.

BD
CRD#: 16100
MINNEAPOLIS, MN
Past

January 1, 1998 - May 2, 2001

WELLS FARGO SECURITIES INC.

BD
CRD#: 17438
SAN FRANCISCO, CA
Past

June 13, 1988 - October 9, 1997

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

April 14, 1988 - May 31, 1988

TRADESTAR INVESTMENTS,INC.

BD
CRD#: 14565
Past

September 1, 1987 - March 5, 1988

BOETTCHER & COMPANY, INC.

BD
CRD#: 101
Past

February 24, 1984 - September 1, 1987

LOVETT MITCHELL WEBB & GARRISON, INC.

BD
CRD#: 10011

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TCP ASSET MANAGEMENT, LLC
TCP ASSET MANAGEMENT, LLC | TRENDENCY CAPITAL PARTNERS, LLC

CRD#: 286037 / SEC#: 801-108836

RIA
Registered Investment Advisory firm - (1/3/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(3/4/2024)
IAR
Arizona
(3/26/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/19/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/7/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/18/1984
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 5/25/1983
National Commodity Futures Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/2/2023
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/2/2023
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 8
Date: 9/14/1990
General Securities Sales Supervisor Examination (Options Module & General Module)
SRO Registrations
RR
FINRA

Current Firm

TA
TCP ASSET MANAGEMENT, LLC
TCP ASSET MANAGEMENT, LLC | TRENDENCY CAPITAL PARTNERS, LLC

CRD#: 286037 / SEC#: 801-108836

RIA
Registered Investment Advisory firm - (1/3/2017 Approved)
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Contact information

Main Address
5000 Horizons Drive, Upper Arlington, OH 43220
Mailing Address
Phone number
(614) 761-9378
Established
Firm type
Fiscal year end
# of Employees
38

SEC notice filing (29 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TCP ASSET MANAGMENT, LLC FIRM BROCHURE (10/10/2025)

Regulatory assets under management

Total Number of Accounts3,930
AUM (Assets Under Management)$ 822,130,691

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TCP ASSET MANAGEMENT, LLC

CRD#: 286037Phoenix, AZ 85028

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