Gerald B. Porter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerald Beldon Porter JR, who also goes by Gerald Beldon Porter, was a registered financial professional .
Gerald is a previously registered financial professional and started their career in finance in 1983. Gerald had worked at 7 firms and has passed the Series 63, Series 7, Series 52, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 8, 1997 - December 31, 2004
CANTELLA & CO., INC.
October 1, 1996 - April 24, 1997
M.A. GILLESPIE INVESTMENT CORP.
March 2, 1995 - October 4, 1996
PACIFIC GENESIS GROUP, INC.
August 2, 1991 - October 3, 1996
FIRST CALIFORNIA CAPITAL MARKETS GROUP, INC.
September 2, 1987 - June 26, 1991
MCCLURG CAPITAL CORPORATION
July 14, 1983 - August 22, 1987
MORGAN, OLMSTEAD, KENNEDY & GARDNER INCORPORATED
May 3, 1983 - July 7, 1983
CALIFORNIA MUNICIPAL INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CANTELLA & CO., INC.
CRD#: 13905 / SEC#: 801-60841, 8-23904
Contact information
FINRA licenses (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,665 |
| AUM (Assets Under Management) | $ 1,929,399,963 |
Disclosures
| Regulatory Event | 19 |
| Civil Event | 1 |
| Arbitration | 6 |
| Bond | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/27/2023 | ||
| 11/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
