Eugene A. Vallorani
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eugene Anthony Vallorani was a registered financial professional .
Eugene is a previously registered financial professional and started their career in finance in 1982. Eugene had worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2010 - October 14, 2014
SUNSET FINANCIAL SERVICES, INC.
November 2, 2007 - December 31, 2009
SUNSET FINANCIAL SERVICES, INC.
July 29, 2002 - December 31, 2005
SUNSET FINANCIAL SERVICES, INC.
March 27, 2001 - August 2, 2002
NEW ENGLAND SECURITIES
May 9, 2000 - April 18, 2001
SIGNATOR INVESTORS, INC.
May 6, 1999 - April 28, 2000
HORNOR, TOWNSEND & KENT, LLC
May 3, 1999 - May 6, 1999
PARK AVENUE SECURITIES LLC
June 3, 1997 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
July 26, 1989 - October 15, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
April 14, 1989 - June 4, 1997
MONY SECURITIES CORPORATION
August 30, 1982 - April 25, 1989
METROPOLITAN LIFE INSURANCE COMPANY
August 30, 1982 - April 25, 1989
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SUNSET FINANCIAL SERVICES, INC.
CRD#: 3538 / SEC#: 801-71636, 8-14148
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KANSAS CITY LIFE INSURANCE COMPANY, INC. | PARENT COMPANY - OWNER | |
| ALVEY, DANIEL D'ANGELO | FINOP | 8114927 |
| BIXBY, ROBERT PHILIP | DIRECTOR | 2109740 |
| BIXBY, WALTER EDWIN III | DIRECTOR | 2687392 |
| BRANDT, JANICE LEE | VICE PRESIDENT - CHIEF COMPLIANCE OFFICER BROKER/DEALER | 3232016 |
| DENNEY, SUSANNA JAYNE | VICE PRESIDENT - CHIEF OPERATIONS OFFICER | 2467520 |
| LAIRD, DAVID ARNOLD | DIRECTOR | |
| MASON, ALAN CRAIG JR | SECRETARY, DIRECTOR | |
| MILTON, MARK ALAN | DIRECTOR | 2155553 |
| NOGALSKI, JOHN LOUIS | VICE PRESIDENT, TAXES | 8083220 |
| PEIL, KRISTEN MICHELLE | AVP | 2438293 |
| PIEPER, JENNIFER KAY | VICE PRESIDENT, TREASURER & CONTROLLER | 7832157 |
| ULLOM, KELLY TODD | PRESIDENT / DIRECTOR | 1569201 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 2 |
Red Flags
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