George W. Lucas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George William Lucas, who also goes by Bill Lucas, G. William Lucas, William Lucas, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1984. George had worked at 13 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 21, 2013 - December 31, 2013
G.WILLIAM ADVISORY GROUP
February 5, 2008 - December 31, 2012
G.WILLIAM ADVISORY GROUP
June 13, 2006 - January 22, 2007
OSAIC FA, INC.
March 8, 2004 - December 31, 2005
INVESTMENT ADVISORS & CONSULTANTS, INC.
August 1, 2003 - January 30, 2004
WALNUT STREET SECURITIES, INC.
February 20, 2003 - August 1, 2003
NATHAN & LEWIS SECURITIES, INC.
May 3, 1990 - December 20, 2002
INVESTMENT ADVISORS & CONSULTANTS, INC.
August 15, 1989 - April 12, 1990
PRUCO SECURITIES, LLC.
September 30, 1988 - August 17, 1989
INVESTMENT ADVISORS & CONSULTANTS, INC.
February 3, 1988 - August 12, 1988
FOCUS SECURITIES, INC.
June 18, 1987 - February 18, 1988
MONARCH INVESTMENTS INC.
January 2, 1987 - June 24, 1987
EXETER SECURITIES CORPORATION
June 29, 1984 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
June 29, 1984 - January 1, 1987
AMERIPRISE FINANCIAL SERVICES, LLC
April 26, 1984 - June 15, 1984
CHRIS SECURITIES INC.
February 6, 1984 - March 19, 1984
FIRST INTERREGIONAL EQUITY CORP.
State Registrations and Notice Filings
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Exams
Current Firm
G.WILLIAM ADVISORY GROUP
CRD#: 144668 / SEC#:
Contact information
Red Flags
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