Gary L. Blevins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Lee Blevins was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1983. Gary had worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2012 - December 3, 2012
MONEY CONCEPTS CAPITAL CORP
December 13, 2011 - December 3, 2012
MONEY CONCEPTS CAPITAL CORP
April 2, 2007 - December 31, 2007
CENTAURUS FINANCIAL, INC.
April 2, 2007 - December 31, 2009
CENTAURUS FINANCIAL, INC.
October 31, 2005 - March 14, 2007
OSAIC SERVICES, INC.
October 31, 2005 - March 14, 2007
OSAIC SERVICES, INC.
April 30, 2004 - October 31, 2005
SUNAMERICA SECURITIES, INC.
June 30, 2000 - October 31, 2005
SUNAMERICA SECURITIES, INC.
November 4, 1996 - June 28, 2000
INVEST FINANCIAL CORPORATION
December 1, 1995 - November 8, 1996
FSC SECURITIES CORPORATION
July 23, 1994 - November 21, 1995
CENTAURUS FINANCIAL, INC.
July 5, 1991 - July 29, 1994
TITAN/VALUE EQUITIES GROUP, INC.
November 15, 1985 - June 24, 1991
PRIMELINE SECURITIES CORP.
March 28, 1984 - October 14, 1985
TITAN/VALUE EQUITIES GROUP, INC.
March 3, 1983 - March 20, 1984
BOARDWALK CAPITAL CORPORATION
Primary Firm SEC Registration
MONEY CONCEPTS CAPITAL CORP
CRD#: 12963 / SEC#: 801-39736, 8-29671
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MONEY CONCEPTS CAPITAL CORP
CRD#: 12963 / SEC#: 801-39736, 8-29671
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MONEY CONCEPTS INTERNATIONAL, INC | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | |
| BARNETT, CHERYL MORRIS | VICE PRESIDENT | COMPLIANCE OFFICER | 1795785 |
| MATOS, LIZA MARIA | VICE PRESIDENT | COMPLIANCE OFFICER | 4371969 |
| RITTMAN, BARRY RICHARD | VICE PRESIDENT | CHIEF FINANCIAL OFFICER | 1997994 |
| WALSH, DENIS STEPHEN | PRESIDENT | CHIEF EXECUTIVE OFFICER | 1124278 |
| WALSH, JAMES EDWARD | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS | 2275368 |
| WALSH, MARY THERESE | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 14,898 |
| AUM (Assets Under Management) | $ 3,328,625,395 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
