Donald C. Nestor

DELTA ADVISORY GROUP

Maitland, FL 32751

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CRD#: 1055907

Professional summary

Donald Carl Nestor, CFP® is a registered financial advisor currently at DELTA ADVISORY GROUP, INC. located in Maitland, Florida.

Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Donald has worked at 10 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Carl Nestor's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

January 5, 2006 - Present

DELTA ADVISORY GROUP, INC.

Office #1: 696 N Maitland Avenue, Maitland, FL 32751

RIA

CRD#: 105966

Maitland, FL

Past

April 3, 2008 - April 20, 2018

DELTA CAPITAL MANAGEMENT, LLC

RIA

CRD#: 128350

MAITLAND, FL

Past

January 20, 2006 - January 4, 2010

INTERNATIONAL ASSETS ADVISORY, LLC

CRD#: 10645

ORLANDO, FL

Past

November 22, 2000 - December 31, 2005

SPC

RIA

CRD#: 110692

ALTAMONTE SPRINGS, FL

Past

August 8, 2000 - January 23, 2006

SIGMA FINANCIAL CORPORATION

CRD#: 14303

ALTAMONTE SPRINGS, FL

Past

November 24, 1999 - August 11, 2000

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

March 27, 1991 - October 29, 1999

G. A. REPPLE & COMPANY

CRD#: 17486

CASSELBERRY, FL

Past

March 29, 1990 - April 22, 1991

SHEEN FINANCIAL RESOURCES, INC.

CRD#: 22498

Past

June 13, 1988 - April 4, 1990

G. A. REPPLE & COMPANY

CRD#: 17486

CASSELBERRY, FL

Past

January 10, 1986 - June 21, 1988

KEOGLER, MORGAN & COMPANY, INC.

CRD#: 16546

Past

August 26, 1982 - January 20, 1986

FSC SECURITIES CORPORATION

CRD#: 7461

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DELTA ADVISORY GROUP, INC.

DELTA ADVISORY GROUP, INC. | DELTA ADVISORY SERVICES, INC. | DELTA ADVISORY SERVICES INC

CRD#: 105966 / SEC#: 801-126783

RIA

Registered Investment Advisory firm - (1/18/2023 Approved)

Florida

Registered Investment Advisory firm - (11/14/2023 Terminated)

Georgia

Registered Investment Advisory firm - (11/27/2023 Terminated)

Pennsylvania

Registered Investment Advisory firm - (11/15/2023 Terminated)

South Carolina

Registered Investment Advisory firm - (11/14/2023 Terminated)

Texas

Registered Investment Advisory firm - (11/14/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/5/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/24/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/21/1982

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/10/1990

General Securities Principal Examination

Current Firm

DELTA ADVISORY GROUP, INC.

DELTA ADVISORY GROUP, INC. | DELTA ADVISORY SERVICES, INC. | DELTA ADVISORY SERVICES INC

CRD#: 105966 / SEC#: 801-126783

RIA

Registered Investment Advisory firm - (1/18/2023 Approved)

Florida

Registered Investment Advisory firm - (11/14/2023 Terminated)

Georgia

Registered Investment Advisory firm - (11/27/2023 Terminated)

Pennsylvania

Registered Investment Advisory firm - (11/15/2023 Terminated)

South Carolina

Registered Investment Advisory firm - (11/14/2023 Terminated)

Texas

Registered Investment Advisory firm - (11/14/2023 Terminated)

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Contact information

Main Address

696 N Maitland Avenue, Maitland, FL 32751

Mailing Address

Phone number

(407) 331-9213

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2B DELUCA (3/31/2025)

PART 2B MIRANDA (3/31/2025)

PART 2B SMITH (3/31/2025)

DAG ADV PART 2A MARCH 2025 (3/31/2025)

DAG FORM CRS (3/31/2025)

PART 2B PETSOS (3/31/2025)

DAG AUDITED FINANCIAL STATEMENTS DEC 2024 (3/31/2025)

PART 2B NESTOR (3/31/2025)

Regulatory assets under management

Total Number of Accounts	905
AUM (Assets Under Management)	$ 192,575,198

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Donald C. Nestor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Carl Nestor's CRS (Customer Relationship Summary).

Certified licenses

Experience

DELTA CAPITAL MANAGEMENT, LLC

INTERNATIONAL ASSETS ADVISORY, LLC

SPC

SIGMA FINANCIAL CORPORATION

OSAIC FA, INC.

G. A. REPPLE & COMPANY

SHEEN FINANCIAL RESOURCES, INC.

G. A. REPPLE & COMPANY

KEOGLER, MORGAN & COMPANY, INC.

FSC SECURITIES CORPORATION

Primary Firm SEC Registration

DELTA ADVISORY GROUP, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/24/1982

Series 7

Date: 8/21/1982

Series 24

Date: 4/10/1990

Current Firm

DELTA ADVISORY GROUP, INC.

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DELTA ADVISORY GROUP, INC.

TRUST BUT VERIFY

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