David Richard Pallott
Professional Summary
David Richard Pallott, who also goes by David R Pallott, was a registered financial advisor. David was a previously registered financial professional and started their career in finance 1982 - 2020. David had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 5, Series 7, Series 24 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
David R Pallott
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
44 years in the financial services industry
Current & Past Employments
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Current Firm
BRYAN & BRYAN, GENERAL PARTNERS | VESCIO ASSET MANAGEMENT, LLC | RIDGEWOOD HEIGHTS DEVELOPMENT LLC | DISCOVERY OIL AND GAS LLC | BRYMONE MANAGEMENT INC | BRYAN INVESTMENT GROUP, INC. | BRYAN INVESTMENT GROUP OR VESCIO ASSET MANAGEMENT LLC | BRYAN FUNDING, INC. | BRYAN ENERGY MANAGEMENT, LLC | BRYAN ADVISORY SERVICES, LLC
Contact Information
Main Address
125 Technology Drive Suite 105, Canonsburg, PA 15317Phone Number
(724) 746-4004# of Employees
1SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
20AUM (Assets Under Management)
$2,404,583Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
BRYAN & BRYAN, GENERAL PARTNERS | VESCIO ASSET MANAGEMENT, LLC | RIDGEWOOD HEIGHTS DEVELOPMENT LLC | DISCOVERY OIL AND GAS LLC | BRYMONE MANAGEMENT INC | BRYAN INVESTMENT GROUP, INC. | BRYAN INVESTMENT GROUP OR VESCIO ASSET MANAGEMENT LLC | BRYAN FUNDING, INC. | BRYAN ENERGY MANAGEMENT, LLC | BRYAN ADVISORY SERVICES, LLC
State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 5 — Interest Rate Options Examination
Passed Apr 1984Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Aug 1985Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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