Albert Q. Liberi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Albert Quincy Liberi, who also goes by (jr) Albert Quincy Liberi, Al Liberi Jr, Albert Quincy Liberi Jr, was a registered financial professional .
Albert is a previously registered financial professional and started their career in finance in 1982. Albert had worked at 10 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 18, 2012 - January 27, 2014
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
May 15, 2012 - January 27, 2014
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
June 22, 2010 - April 3, 2012
PRINCIPAL SECURITIES, INC.
June 15, 2010 - April 3, 2012
PRINCIPAL SECURITIES, INC.
April 25, 2008 - November 13, 2009
PEAK SECURITIES CORPORATION
December 7, 2007 - November 13, 2009
PEAK SECURITIES CORPORATION
December 19, 2002 - December 20, 2005
THE CONCORD EQUITY GROUP, LLC
January 4, 2002 - December 20, 2005
THE CONCORD EQUITY GROUP, LLC
July 11, 1997 - December 31, 2001
VALLEY FORGE SECURITIES, INC .
July 3, 1996 - May 14, 1997
JANNEY MONTGOMERY SCOTT LLC
August 24, 1994 - March 24, 1995
PRUDENTIAL EQUITY GROUP, LLC
February 10, 1992 - August 25, 1994
TUCKER ANTHONY INCORPORATED
February 3, 1992 - February 7, 1992
FIRST UNION CAPITAL MARKETS CORP.
July 22, 1982 - February 3, 1992
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708 / SEC#: 801-56010, 8-32590
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT | |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
Regulatory assets under management
| Total Number of Accounts | 20,957 |
| AUM (Assets Under Management) | $ 4,373,015,542 |
Disclosures
| Regulatory Event | 64 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
