David F. Hill

SONATA CAPITAL GROUP

SEATTLE, WA 98121

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CRD#: 1055841

Professional summary

David Franklin Hill is a registered financial advisor currently at SONATA CAPITAL GROUP INC located in Seattle, Washington.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. David has worked at 3 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GENEROUSBOOKS - BOARD OF ADVISOR SEATTLE, WA NON-INVESTMENT RELATED - 2 HOURS PER QUARTER

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Franklin Hill's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 12, 2004 - Present

SONATA CAPITAL GROUP INC

Office #1: 2001 6th Avenue Suite 3410, Seattle, WA 98121

RIA

CRD#: 111277

SEATTLE, WA

Past

July 9, 2002 - August 22, 2002

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

July 29, 1982 - November 6, 2001

SYMETRA SECURITIES, INC.

CRD#: 739

BELLEVUE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SONATA CAPITAL GROUP INC

CRD#: 111277 / SEC#: 801-57515

RIA

Registered Investment Advisory firm - (4/21/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(1/12/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/5/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/29/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 7/28/1982

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 12/5/1983

Investment Company Products/Variable Contracts Principal Examination

Current Firm

SONATA CAPITAL GROUP INC

CRD#: 111277 / SEC#: 801-57515

RIA

Registered Investment Advisory firm - (4/21/2000 Approved)

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Contact information

Main Address

2001 6th Ave Suite 3410, Seattle, WA 98121

Mailing Address

Phone number

(206) 256-4400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SONATA CAPITAL GROUP, INC. FIRM BROCHURE 3.31.25 (3/11/2025)

Regulatory assets under management

Total Number of Accounts	190
AUM (Assets Under Management)	$ 332,610,026

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David F. Hill

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Franklin Hill's CRS (Customer Relationship Summary).

Certified licenses

Experience

CITIGROUP GLOBAL MARKETS INC.

SYMETRA SECURITIES, INC.

Primary Firm SEC Registration

SONATA CAPITAL GROUP INC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/5/2003

Series 63

Date: 9/29/1982

Series 6

Date: 7/28/1982

Series 26

Date: 12/5/1983

Current Firm

SONATA CAPITAL GROUP INC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SONATA CAPITAL GROUP INC

TRUST BUT VERIFY

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