Gary E. Miller

TRUSTED FINANCIAL ADVISORS

laguna niguel, CA

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CRD#: 1055826

Professional summary

Gary Edgar Miller, CFP® is a registered financial advisor currently at TRUSTED FINANCIAL ADVISORS located in Laguna Niguel, California.

Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Gary has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 2 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Edgar Miller's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1990

Experience

Current

January 19, 2017 - Present

TRUSTED FINANCIAL ADVISORS

RIA

CRD#: 137253

laguna niguel, CA

Past

July 29, 2016 - July 28, 2021

NOBLE WEALTH MANAGEMENT, INC.

RIA

CRD#: 169963

Laguna Niguel, CA

Past

April 4, 2012 - December 31, 2016

TRUSTED FINANCIAL ADVISORS

RIA

CRD#: 137253

LAGUNA NIGUEL, CA

Past

July 18, 1994 - January 26, 2001

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

October 29, 1985 - July 15, 1994

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

June 24, 1983 - November 1, 1985

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

Past

July 12, 1982 - June 20, 1983

TITAN/VALUE EQUITIES GROUP, INC.

CRD#: 6359

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/19/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/9/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/10/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/19/1983

General Securities Representative Examination

General Industry/Product Exam

Series 2

Date: 4/22/1980

Non-Member General Securities Examination

Current Firm

TRUSTED FINANCIAL ADVISORS

MILLER GARY EDGAR | TRUSTED FINANCIAL ADVISORS

CRD#: 137253 / SEC#: 801-68123

RIA

Registered Investment Advisory firm - (6/25/2012 Terminated)

California

Registered Investment Advisory firm - (1/19/2017 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Laguna Niguel, CA

Mailing Address

Phone number

(949) 249-2057

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	47
AUM (Assets Under Management)	$ 57,328,147

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gary E. Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Edgar Miller's CRS (Customer Relationship Summary).

Certified licenses

Experience

NOBLE WEALTH MANAGEMENT, INC.

TRUSTED FINANCIAL ADVISORS

UBS FINANCIAL SERVICES INC.

PRUDENTIAL EQUITY GROUP, LLC

KIDDER, PEABODY & CO. INCORPORATED

TITAN/VALUE EQUITIES GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/9/1993

Series 63

Date: 7/10/1984

Series 7

Date: 2/19/1983

Series 2

Date: 4/22/1980

Current Firm

TRUSTED FINANCIAL ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TRUSTED FINANCIAL ADVISORS

TRUST BUT VERIFY

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