Ronald J. Paprocki

MEDIQUS ASSET ADVISORS

CHICAGO, IL 60631

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CRD#: 1055714

Professional summary

Ronald James Paprocki, CFP®, who also goes by Ronald J Paprocki, is a registered financial advisor currently at MEDIQUS ASSET ADVISORS, INC. located in Chicago, Illinois and AUSDAL FINANCIAL PARTNERS, INC. located in Chicago, Illinois.

Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Ronald has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ronald J Paprocki

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.MEDIQUS ASSET ADVISORS INC. 8750 W. BRYN MAWR AVE., SUITE 325 CHICAGO IL 60631. RIA BUSINESS. 215 HRS/MONTH; APPX 125 DURING TRADING HOURS. POSITION-PRESIDENT & CEO. JOB FUNCTION-CLIENT ACQUISITION AND RETENTION, SERVICE STANDARDS, COMPLIANCE OFFICER. 100% OWNERSHIP. COMPENSATION SALARY + BONUS.EXECUTIVE & RELATIONSHIP MANAGEMENT. PART OF SERVICE FOCUSES ON PROVIDING COMPETITIVE AND APPROPRIATE LIFE OR DISABILITY INSURANCE PRODUCTS. 2. Insurance services - MEDIQUS Asset Advisors, Inc., Chicago, IL. Insurance sales since 8/2015. Approximately 2 hours a month are devoted to this activity all during trading hours. This is not investment related. Assist clients regarding the use of life, disability or long-term care insurance products. Products are available for purchase by clients. As such I am licensed in whatever state client resides. Income is commission based.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald James Paprocki's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1988

Experience

Current

August 6, 1996 - Present

MEDIQUS ASSET ADVISORS, INC.

Office #1: 8750 W. Bryn Mawr Ave. Suite 325, Chicago, IL 60631

RIA

CRD#: 107694

CHICAGO, IL

Current

October 12, 2009 - Present

AUSDAL FINANCIAL PARTNERS, INC.

Office #1: 8750 W. Bryn Mawr Ave. Suite # 325, Chicago, IL 60631

RIA

CRD#: 7995

CHICAGO, IL

Past

September 8, 2009 - October 8, 2009

LPL FINANCIAL LLC

CRD#: 6413

CHICAGO, IL

Past

January 4, 1996 - September 8, 2009

WATERSTONE FINANCIAL GROUP, INC.

CRD#: 10078

CHICAGO, IL

Past

August 16, 1995 - December 31, 1995

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

May 5, 1994 - January 17, 1996

AMERICAN MEDICAL INVESTMENT COMPANY, L.P.

CRD#: 36178

Past

March 26, 1992 - June 7, 1994

AMA INVESTMENT ADVISERS, INC.

CRD#: 678

CHICAGO, IL

Past

November 13, 1989 - March 11, 1992

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

March 28, 1985 - November 28, 1989

CINCINNATI ANALYSTS, INC.

CRD#: 5478

CINCINNATI, OH

Past

March 26, 1984 - April 23, 1985

SIGNATOR INVESTORS, INC.

CRD#: 468

Past

July 28, 1982 - February 27, 1984

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MEDIQUS ASSET ADVISORS, INC.

MEDIQUS ASSET ADVISORS INC | MEDIQUS ASSET ADVISORS, INC.

CRD#: 107694 / SEC#: 801-50225

RIA

Registered Investment Advisory firm - (9/28/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/7/2025)

Alaska
(4/27/2016)

Arizona
(1/7/2025)

Arkansas
(1/2/2024)

California
(2/12/2013)

Connecticut
(1/7/2025)

District of Columbia
(1/7/2025)

IAR

Florida
(8/6/1996)

Florida
(5/14/2015)

Idaho
(1/7/2025)

IAR

Illinois
(12/20/1997)

Illinois
(10/12/2009)

Indiana
(12/17/2015)

Maryland
(1/7/2025)

Massachusetts
(2/21/2024)

Michigan
(1/27/2025)

Mississippi
(1/2/2024)

Missouri
(9/11/2025)

New Jersey
(1/7/2025)

North Carolina
(1/2/2024)

Ohio
(8/22/2019)

Pennsylvania
(1/7/2025)

South Carolina
(10/17/2013)

Tennessee
(1/31/2011)

IAR

Texas
(11/29/2005)

Texas
(1/7/2025)

Utah
(5/5/2017)

Washington
(4/27/2016)

West Virginia
(12/19/2011)

Wisconsin
(3/14/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/13/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/16/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/17/1986

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 8/10/1982

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 7/27/1982

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/31/1992

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

MEDIQUS ASSET ADVISORS, INC.

MEDIQUS ASSET ADVISORS INC | MEDIQUS ASSET ADVISORS, INC.

CRD#: 107694 / SEC#: 801-50225

RIA

Registered Investment Advisory firm - (9/28/1995 Approved)

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Contact information

Main Address

8750 W. Bryn Mawr Ste 325, Chicago, IL 60631-3655

Mailing Address

Phone number

(312) 419-3733

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (31 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV BROCHURE 2AB FOR MEDIQUS ASSET ADVISORS (5/13/2025)

ADV BROCHURE PART 2AB WEALTH BUILDER (5/13/2025)

Regulatory assets under management

Total Number of Accounts	1,399
AUM (Assets Under Management)	$ 1,301,315,357

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ronald J. Paprocki

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald James Paprocki's CRS (Customer Relationship Summary).

Certified licenses

Experience

AUSDAL FINANCIAL PARTNERS, INC.

LPL FINANCIAL LLC

WATERSTONE FINANCIAL GROUP, INC.

MUTUAL SERVICE CORPORATION

AMERICAN MEDICAL INVESTMENT COMPANY, L.P.

AMA INVESTMENT ADVISERS, INC.

1717 CAPITAL MANAGEMENT COMPANY

CINCINNATI ANALYSTS, INC.

SIGNATOR INVESTORS, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

Primary Firm SEC Registration

MEDIQUS ASSET ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/13/1992

Series 63

Date: 12/16/1991

SIE

Date: 10/1/2018

Series 7

Date: 5/17/1986

Series 22

Date: 8/10/1982

Series 6

Date: 7/27/1982

Series 24

Date: 1/31/1992

FINRA

Current Firm

MEDIQUS ASSET ADVISORS, INC.

Contact information

SEC notice filing (31 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MEDIQUS ASSET ADVISORS, INC.

TRUST BUT VERIFY

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